Park Jason 的 Form 4/A 修正申報
修正DraftKings Inc.（DKNG），2023/7/25 申報
- 申報編號
- 0001104659-23-083958
- 申報時間
- 2023/7/25
- 交易日
- 2023/5/19
- 申報延遲
- 67 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/5/23
這份申報列了 1 筆衍生性交易。沿用原件裡沒有重述的 8 筆交易。公開市場賣出合計 $927.3 萬。交易後 67 天申報。
這份修正申報重述了 0001104659-23-063758（2023/5/23 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Park JasonCIK 0001810235 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/19 | Class A Common Stock | M行使選擇權處分 | −21,302 | $0.00 | $0 | 404,173 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001104659-23-063758（2023/5/23 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/19 | Class A Common Stock | M行使選擇權取得 | +21,302 | $23.99 | +$511,034.98 | 516,524 | 直接 | |
| 2023/5/19 | Class A Common Stock | S賣出處分 | −1,340 | $24.00F4 | −$32,160 | 515,184 | 直接 | |
| 2023/5/19 | Class A Common Stock | S賣出處分 | −100,000 | $23.99F5 | −$2,399,000 | 415,184 | 直接 | |
| 2023/5/22 | Class A Common Stock | M行使選擇權取得 | +2,658 | –F6 | – | 417,842 | 直接 | |
| 2023/5/22 | Class A Common Stock | F扣股繳稅處分 | −1,188 | $25.22 | −$29,961.36 | 416,654 | 直接 | |
| 2023/5/22 | Class A Common Stock | S賣出處分 | −200,000 | $25.00 | −$5,000,000 | 216,654 | 直接 | |
| 2023/5/22 | Class A Common Stock | S賣出處分 | −70,826 | $26.00 | −$1,841,476 | 0 | 間接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/22 | Class A Common Stock | M行使選擇權處分 | −2,658 | $0.00 | $0 | 26,587 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.79 to $24.33, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 4 and 5 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.74 to $24.40, inclusive. See the last sentence of footnote 4 to this Form 4 above.
表 I 有 1 筆交易的價格引用這則附註。
- F6
No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 2,658 shares of Class A Common Stock underlying the RSUs listed in Table II, and 1,188 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash.
- F2
These stock options were granted on June 4, 2019. As of the date hereof, all of such remaining stock options have vested.
- F3
This Form 4/A is being filed to correct the number of derivative securities beneficially owned by the Reporting Person following the reported transaction. The original Form 4, filed on May 23, 2023 (the "Original Form 4") erroneously reported 0 derivative securities remaining. The corrected number of derivative securities remaining following this transaction is 404,173. This Form 4/A also amends the Original Form 4 by noting in footnote 2 to this Form 4/A above (footnote 8 to the Original Form 4) that all of such remaining stock options have vested, but have not yet been exercised. Other than as described in this footnote, there are no other changes from the Original Form 4, including the transactions triggering the Original Form 4.