Ares Management Corp 的 Form 4 申報
AZEK Co Inc.（AZEK），2023/5/18 申報
- 申報編號
- 0001104659-23-062347
- 申報時間
- 2023/5/18 19:04 ET
- 交易日
- 2023/5/16
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 1 筆非衍生性交易。公開市場賣出合計 $1.71 億。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ares Management CorpCIK 0001176948 | 董事 |
| Ares Management LLCCIK 0001259313 | 董事 |
| Ares Management Holdings L.P.CIK 0001536937 | 董事 |
| Ares Corporate Opportunities Fund IV, L.P.CIK 0001543148 | 董事 |
| Ares Partners Holdco LLCCIK 0001620263 | 董事 |
| Ares Management GP LLCCIK 0001620264 | 董事 |
| ACOF Operating Manager IV, LLCCIK 0001620272 | 董事 |
| Ares Holdco LLCCIK 0001669983 | 董事 |
| Ares Voting LLCCIK 0001761656 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/16 | Class A Common Stock | S賣出處分 | −7,000,000 | $24.36 | −$170,520,000 | 7,326,090 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
這份申報的交易價格沒有引用附註。
備註
For so long as ACOF IV owns more than 5% of the outstanding shares of Class A Common Stock, ACOF IV has the right to nominate directors for election to the board of directors of the Issuer pursuant to a stockholders agreement, dated June 11, 2020, by and among the Issuer, ACOF IV and the Ontario Teachers' Pension Plan Board ("OTPP"). ACOF IV previously nominated two directors to the Issuer's board of directors (the "Board"), one of whom is jointly appointed by ACOF IV and OTPP. As a result of the Offering, ACOF IV will no longer hold more than 5% of the outstanding shares of Class A Common Stock and will therefore no longer be entitled to nominate directors of the Board. ACOF IV's current director nominees will continue in their respective positions until their successors are duly elected. Accordingly, ACOF IV and each of its affiliates listed hereon may be deemed to be a director by deputization until such time.