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Redmile Group, LLC 的 Form 4 申報

Fate Therapeutics IncFATE,2023/4/21 申報

申報編號
0001104659-23-048557
申報時間
2023/4/21 21:55 ET
交易日
2023/4/20-4/21
申報延遲
1 天
10b5-1 計畫
沒有勾選

這份申報列了 2 筆非衍生性交易。公開市場買進合計 $170.6 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Redmile Group, LLCCIK 0001425738董事、持股 10% 以上大股東
Green JeremyCIK 0001650527董事、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/4/20Common StockP買進取得+20,000$5.99F1+$119,80012,879,119間接
2023/4/21Common StockP買進取得+256,639$6.18F2+$1,586,029.0213,135,758間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.995 to $6.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.99 to $6.22, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

備註

Mr. Michael Lee, a member of the board of directors of the Issuer and a managing director of Redmile, was elected to the board of the Issuer as a representative of Redmile. As a result, the Reporting Persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)