Moomaw Scott 的 Form 4/A 修正申報
修正Liquidia Corp（LQDA），2023/4/10 申報
- 申報編號
- 0001104659-23-043618
- 申報時間
- 2023/4/10
- 交易日
- 2023/2/28
- 申報延遲
- 41 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/3/1
這份申報列了 2 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1.64 萬。交易後 41 天申報。
這份修正申報取代了 0001104659-23-028110（2023/3/2 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Moomaw ScottCIK 0001832592 | 高階主管（商務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/28 | Common Stock | M行使選擇權取得 | +7,500 | –F1 | – | 103,215 | 直接 | |
| 2023/2/28 | Common Stock | S賣出處分 | −2,171 | $7.56 | −$16,412.76 | 101,044 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/28 | Common Stock | M行使選擇權處分 | −7,500 | $0.00 | $0 | 22,500 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
表 I 有 1 筆交易的價格引用這則附註。
- F2
On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, and the remaining RSUs will vest ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 7,500 have vested through February 28, 2023.
- F3
Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 2,572 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on February 28, 2023.
- F4
These shares were sold to cover taxes associated with the settlement of RSUs.
備註
This amendment is being filed solely to correct (i) the number of shares acquired by the Reporting Person under the Liquidia Corporation 2020 Employee Stock Purchase Plan in footnote 3 due to an administrative error and (ii) the amount of securities beneficially owned by the Reporting Person following the transactions reported on the original Form 4.