O'Sullivan Anthony 的 Form 4 申報
TMC the metals Co Inc.（TMC），2023/4/5 申報
- 申報編號
- 0001104659-23-042141
- 申報時間
- 2023/4/5
- 交易日
- 2023/3/20-3/30
- 申報延遲
- 16 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易。公開市場賣出合計 $17.9 萬。交易後 16 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| O'Sullivan AnthonyCIK 0001874198 | 高階主管（發展長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/20 | Common Shares | A公司授予取得 | +243,223 | $0.00 | $0 | 555,723 | 直接 | |
| 2023/3/20 | Common Shares | A公司授予取得 | +200,277 | $0.00 | $0 | 756,000 | 直接 | |
| 2023/3/28 | Common Shares | S賣出處分 | −97,393 | $0.72F3 | −$70,122.96 | 658,607 | 直接 | |
| 2023/3/29 | Common Shares | S賣出處分 | −85,170 | $0.72F4 | −$61,322.4 | 573,437 | 直接 | |
| 2023/3/30 | Common Shares | S賣出處分 | −60,660 | $0.78F5 | −$47,314.8 | 512,777 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.70 to $0.7801 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.7050 to $0.7461 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.75 to $0.80 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。