Liberty Broadband Corp 的 Form 4 申報
Charter Communications, Inc.（CHTR），2023/3/1 申報
- 申報編號
- 0001104659-23-027343
- 申報時間
- 2023/3/1 16:31 ET
- 交易日
- 2023/2/28
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 4 筆衍生性交易。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Liberty Broadband CorpCIK 0001611983 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/28 | Class A Common Stock | S賣出處分 | −2,390,977 | $1,265,000,000.00 | – | – | 直接 | 價格異常 |
| 2023/2/28 | Class A Common Stock | P買進取得 | +914,428 | $822,994,000.00F6 | – | – | 直接 | 價格異常 |
| 2023/2/28 | Class A Common Stock | P買進取得 | +39,231 | $14,536,000.00F9 | – | – | 間接 | 價格異常 |
| 2023/2/28 | Class A Common Stock | P買進取得 | +670,507 | $575,000,000.00F12 | – | – | 直接 | 價格異常 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F6
On February 28, 2023, the reporting person repurchased, pursuant to a cash tender offer, $822,994,000 aggregate principal amount of the 1.25% Debentures. Holders of the 1.25% Debentures received payment of $1,000 for each $1,000 principal amount of the 1.25% Debentures accepted for purchase, plus accrued and unpaid interest.
表 II 有 1 筆交易的價格引用這則附註。
- F9
On February 28, 2023, the reporting person repurchased, pursuant to a cash tender offer, $14,536,000 aggregate principal amount of the 1.75% Debentures. Holders of the 1.75% Debentures received payment of $1,137.50 for each $1,000 principal amount of the 1.75% Debentures accepted for purchase, plus accrued and unpaid interest.
表 II 有 1 筆交易的價格引用這則附註。
- F12
On February 28, 2023, the reporting person repurchased, pursuant to a cash tender offer, $575,000,000 aggregate principal amount of the 2.75% Debentures. Holders of the 2.75% Debentures received payment of $1,000 for each $1,000 principal amount of the 2.75% Debentures accepted for purchase, plus accrued and unpaid interest.
表 II 有 1 筆交易的價格引用這則附註。
備註
Each Debenture is exchangeable at the option of the holder, subject to certain terms and conditions, during specified periods after: (i) the calendar quarter ending September 30, 2023, if the market value of the underlying Common Stock exceeds 130% of the adjusted principal amount of the Debenture; (ii) September 30, 2023, if the trading price of a Debenture is less than 98% of the market value of the underlying Common Stock; (iii) the occurrence of a "fundamental change" or a "make-whole fundamental change" with respect to a significant reference company prior to April 6, 2026; (iv) the Debenture is called for redemption; and (v) the issuer of the Common Stock declares or makes a dividend or distribution that, pursuant to the terms of the Debentures, would reduce the principal amount of the Debentures to $0.00 or such principal amount is otherwise reduced to $0.00. The Debentures are also exchangeable at any time after January 1, 2026 until the close of business on the second scheduled trading day immediately preceding April 6, 2026, and at any time after January 1, 2053 until the close of business on the second scheduled trading day immediately preceding the maturity date of the Debentures.