Bradbury Erik 的 Form 4 申報
DraftKings Inc.（DKNG），2023/2/22 申報
- 申報編號
- 0001104659-23-024417
- 申報時間
- 2023/2/22
- 交易日
- 2023/2/17
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $39.3 萬。交易後 5 天申報。
這份申報後來被修正申報 0001104659-23-025480（2023/2/24）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bradbury ErikCIK 0001824092 | 高階主管（會計主管） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/17 | Class A Common Stock | A公司授予取得 | +35,990 | $0.00F1 | $0 | 42,570 | 直接 | |
| 2023/2/17 | Class A Common Stock | S賣出處分 | −16,849 | $20.69F2 | −$348,605.81 | 25,721 | 直接 | |
| 2023/2/17 | Class A Common Stock | A公司授予取得 | +4,620 | $0.00F3 | $0 | 30,341 | 直接 | |
| 2023/2/17 | Class A Common Stock | S賣出處分 | −2,126 | $20.69F4 | −$43,986.94 | 28,215 | 直接 | |
| 2023/2/17 | Class A Common Stock | A公司授予取得 | +381 | $0.00F5 | $0 | 28,596 | 直接 | |
| 2023/2/17 | Class A Common Stock | F扣股繳稅處分 | −199 | $20.54F5 | −$4,087.46 | 28,397 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents the vesting of the restricted stock units ("RSUs") granted pursuant to the Issuer's 2020 Incentive Award Plan (the "Plan"), which vested upon the achievement of certain performance goals. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs and PSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.02 to $22.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the vesting of the performance-based restricted stock units ("PSUs") granted pursuant to the Plan, which vested upon the achievement of certain performance criteria. Each PSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs and PSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.02 to $22.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs, which vested upon the achievement of certain performance goals, other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 381 shares of Class A Common Stock underlying the RSUs that vested, and 199 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
表 I 有 2 筆交易的價格引用這則附註。