Fintiklis Orestes 的 Form 4/A 修正申報

修正

Mondee Holdings, Inc.（MOND），2022/8/25 申報

申報編號: 0001104659-22-094434
申報時間: 2022/8/25
交易日: 2022/7/18
申報延遲: 38 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）
原始申報日: 2022/7/20

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 3 筆非衍生性交易。沿用原件裡沒有重述的 4 筆交易。公開市場買進合計 $260.0 萬。交易後 38 天申報。

這份修正申報重述了 0001104659-22-081338（2022/7/20 申報）的一部分，沒有重述的交易仍然有效，列在下面。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Fintiklis OrestesCIK 0001828874	董事

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式	旗標
2022/7/18	Class A Common Stock, par value $0.0001 per share	C轉換取得	+6,007,500	–^F1,F2	–	6,732,500	間接	重複申報
2022/7/18	Class A Common Stock, par value $0.0001 per share	J其他處分	−603,750	$0.00	$0	6,128,750	間接	重複申報
2022/7/18	Class A Common Stock, par value $0.0001 per share	J其他處分	−206,550	–^F4	–	5,922,200	間接	重複申報

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。

來自 0001104659-22-081338（2022/7/20 申報）。

非衍生性證券（表 I）

沿用 0001104659-22-081338 的非衍生性證券交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式	旗標
2022/7/18	Class A Common Stock, par value $0.0001 per share	P買進取得	+260,000	$10.00	+$2,600,000	725,000	間接

衍生性證券（表 II）

沿用 0001104659-22-081338 的衍生性證券交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2022/7/18	Class A Common Stock, par value $0.0001 per share	C轉換處分	−6,007,500	–^F3,F4	–	0	間接	重複申報
2022/7/18	Class A Common Stock, par value $0.0001 per share	J其他取得	+232,500	–^F6	–	232,500	間接	重複申報
2022/7/18	Class A Common Stock, par value $0.0001 per share	A公司授予取得	+5,000	–^F7	–	5,000	直接

原件的附註

這幾筆交易的價格在原件上引用的附註。

In connection with the completion of Business Combination pursuant to that certain Business Combination Agreement, the Class B ordinary shares, par value $0.001 per share, of the Issuer (the "Class B Ordinary Shares") automatically converted into shares of Class A Common Stock on a one-for-one basis for no additional consideration. The Reporting Person is the sole director of Ithaca Capital Partners 6 LLC, a Delaware limited liability company ("Ithaca"), a managing member of the Sponsor. As such, the Reporting Person has voting and investment discretion with respect to the Class A Common Stock held of record by the Sponsor and may be deemed to have shared beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor. The Reporting Person disclaims any beneficial ownership of the reported shares of Class A Common Stock other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

表 II 有 1 筆交易的價格引用這則附註。

In connection with the execution of the Business Combination Agreement, the Sponsor entered into that certain Sponsor Support Agreement, dated as of December 20, 2021, by and among the Issuer, Mondee Holdings II, Inc. ("Mondee"), and the Sponsor (the "Sponsor Support Agreement"). Pursuant to the Sponsor Support Agreement, the Sponsor agreed to forfeit 603,750 shares of Class A Common Stock if Mondee waived in writing the condition set forth in Section 7.03(e) of the Business Combination Agreement (the "Available Cash Condition"). On July 18, 2022, Mondee notified the Sponsor in writing that it waived the Available Cash Condition. Thus, the Sponsor forfeited 603,750 shares of Class A Common Stock pursuant to the Sponsor Support Agreement.

表 II 有 1 筆交易的價格引用這則附註。

The Sponsor is the record holder of 232,500 warrants of the Issuer (the "Warrants") representing the right to purchase one share of Class A Common Stock at an exercise price of $11.50 per share. The Warrants become exercisable on August 17, 2022. The Reporting Person is the sole director of Ithaca, a managing member of the Sponsor. As such, the Reporting Person has voting and investment discretion with respect to the Warrants held of record by the Sponsor and may be deemed to have shared beneficial ownership of the shares of Warrants held directly by the Sponsor. The Reporting Person disclaims any beneficial ownership of the reported Warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

表 II 有 1 筆交易的價格引用這則附註。

Restricted stock units granted on July 18, 2022 under the Mondee Holdings, Inc. 2022 Equity Incentive Plan and applicable restricted stock unit award agreement (the "RSU Award Agreement"). Each restricted stock unit is the economic equivalent of one share of Class A Common Stock. Restricted stock units accrue dividend equivalents in the form of additional restricted stock units and are payable in shares of Class A Common Stock upon vesting. Under the RSU Award Agreement, 1/3 of the restricted stock units will vest if the Issuer's Class A Common Stock price reaches or exceeds a volume-weighted average price of $12.50, $15.00 and $18.00 for any 20 days within any 30 day trading period.

表 II 有 1 筆交易的價格引用這則附註。

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

In connection with the completion of the initial business combination (the "Business Combination") of Mondee Holdings, Inc., a Delaware corporation, formerly known as ITHAX Acquisition Corp., a Cayman Islands exempted company (the "Issuer"), pursuant to that certain business combination agreement, as amended, dated December 20, 2021, by and among the Issuer, Mondee Holdings II, LLC, and other parties thereto (the "Business Combination Agreement"), the Class B ordinary shares, par value $0.001 per share, of the Issuer (the "Class B Ordinary Shares") held of record by ITHAX Acquisition Sponsor LLC, a Delaware corporation (the "Sponsor") automatically converted into shares of Class A Common Stock, par value $0.0001 per share, of the Issuer (the "Class A Common Stock") on a one-for-one basis for no additional consideration.

表 I 有 1 筆交易的價格引用這則附註。

The Reporting Person is the sole director of Ithaca Capital Partners 6 LLC, a Delaware limited liability company ("Ithaca"), a managing member of the Sponsor. As such, the Reporting Person has voting and investment discretion with respect to the Class A Common Stock held of record by the Sponsor and may be deemed to have shared beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor. The Reporting Person disclaims any beneficial ownership of the reported shares of Class A Common Stock other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

表 I 有 1 筆交易的價格引用這則附註。

In connection with the completion of Business Combination pursuant to that certain Business Combination Agreement, the 465,000 Class A ordinary shares, par value $0.001 per share, of the Issuer (the "Class A Ordinary Shares") held of record by the Sponsor converted into shares of Class A Common Stock on a one-for-one basis for no additional consideration. Such total amount of securities listed as beneficially owned in this line include such shares of 465,000 Class A Common Stock held of record by the Sponsor.

表 I 有 1 筆交易的價格引用這則附註。

Pursuant to that certain Securities Assignment Agreement, dated October 28, 2020 (the "Assignment Agreement") by and between the Sponsor and George Syllantavos, an individual ("Syllantavos"), the Sponsor agreed to transfer to Syllantavos four percent of the Class B Ordinary Shares held by the Sponsor, with such percentage including the 10,000 Class B Ordinary Shares transferred by the Sponsor to Syllantavos on October 28, 2020, promptly following the consummation of the Business Combination. In connection with the Business Combination, all of the outstanding Class B Ordinary Shares automatically converted into shares of Class A Common Stock, on a one-for-one basis with no additional consideration. Thus, on July 18, 2022, the Sponsor transferred 206,550 shares of Class A Common Stock to Syllantavos pursuant to the Assignment Agreement.

The original Form 4, filed on July 20, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported certain shares of Class A Common Stock as being held directly by the Reporting Person, when they are held indirectly by the Reporting Person.

看 SEC EDGAR 上的完整原文（在新分頁開啟）