Gundumogula Prasad 的 Form 4 申報
Mondee Holdings, Inc.（MOND），2022/7/20 申報
- 申報編號
- 0001104659-22-081341
- 申報時間
- 2022/7/20
- 交易日
- 2022/7/18
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場買進合計 $100.0 萬。交易後 2 天申報。
這份申報後來被修正申報 0001828852-22-000010（2022/11/17）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gundumogula PrasadCIK 0001932096 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/18 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +100,000 | $10.00 | +$1,000,000 | 100,000 | 直接 | |
| 2022/7/18 | Class A Common Stock, par value $0.0001 per share | J其他取得 | +6,000,000 | –F2,F3 | – | 6,100,000 | 直接 | |
| 2022/7/18 | Class A Common Stock, par value $0.0001 per share | J其他取得 | +60,800,000 | –F4 | – | 60,800,000 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/18 | Class A Common Stock, par value $0.0001 per share | A公司授予取得 | +100,000 | –F5 | – | 100,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Pursuant to that certain earn-out agreement, dated December 20, 2021, by and among the Issuer, the Reporting Person, and the other parties thereto (the "Earn-Out Agreement"), filed as Exhibit 10.10 to the Issuer's Registration Statement on Form S-4/A, filed on June 24, 2022 in connection with the Business Combination (the "Registration Statement"), the Issuer issued to the Reporting Person 6,000,000 shares of Class A Common Stock (the "Earn-Out Shares"). The Earn-Out Shares vest during the four years period following the Closing Date (the "Vesting Period").
表 I 有 1 筆交易的價格引用這則附註。
- F3
The Vesting Period is as follows--if at any time during the Vesting Period: (i) the price of the shares of Class A Common Stock exceeds a volume-weighted-average price ("VWAP") of $12.50 per share for any 20 trading days within any 30 trading day period, 1/3 of the Earn-Out Shares shall immediately vest and no longer be subject to the forfeiture; (ii) the price of the shares of Class A Common Stock exceeds VWAP of $15.00 per share for any 20 trading days within any 30 trading day period, 1/3 of the Earn-Out Shares shall immediately vest and no longer be subject to the forfeiture; and (iii) the price of the shares of Class A Common Stock exceeds a VWAP of $18.00 per share for any 20 trading days within any 30 trading day period, 1/3 of the Earn-Out Shares shall immediately vest and no longer be subject to the forfeiture. Any Earn-Out Shares that do not vest during the Vesting Period shall be redeemed and cancelled in accordance with the Earn-Out Agreement.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Mondee Holdings, LLC, a Delaware limited liability company (the "Mondee Holdings, LLC"), is the record holder of such shares of Class A Common Stock, which were issued as consideration for Mondee's consummation of the Business Combination. Prasad Gundumogula and his wife are the only directors of Mondee Holdings, LLC. In addition, Mr. Gundumogula beneficially owns the requisite number of units of Mondee Holdings, LLC required to approve transactions other than related party transactions between Mr. Gundumogula and Mondee Holdings, LLC. As such, Mr. Gundumogula has voting and investment discretion with respect to the shares of Class A Common Stock held of record by the Mondee Holdings, LLC and may be deemed to have shared beneficial ownership of the shares of Class A Common Stock held directly by Mondee Holdings, LLC.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Pursuant to that certain employment agreement, effective as of the closing date of the Business Combination (the "Closing Date"), by and between the Reporting Person and Mondee, Inc. ("Mondee") and filed as Exhibit 10.44 to the Issuer's Registration Statement, Mondee agreed that it would award the Reporting Person 100,000 restricted stock units (the "RSUs") of the Issuer as part of the Reporting Peron's annual bonus. The RSUs vested on July 18, 2022, and the Issuer will deliver the underlying shares of its Class A Common Stock on January 18, 2023. The RSUs are subject to the terms and conditions of the Mondee Holdings, Inc. 2022 Equity Incentive Plan, filed as Exhibit 10.4 to the Issuer's Registration Statement.
表 II 有 1 筆交易的價格引用這則附註。