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Goldsmith Carl H 的 Form 4 申報

Terran Orbital Corp(LLAP),2022/7/15 申報

申報編號
0001104659-22-080293
申報時間
2022/7/15 21:01 ET
交易日
2022/6/24-7/15
申報延遲
21 天遲報
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 30 筆非衍生性交易。公開市場賣出合計 $58.9 萬。交易後 21 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Goldsmith Carl HCIK 0001226862持股 10% 以上大股東
Beach Point Capital Management LPCIK 0001453885持股 10% 以上大股東
Beach Point GP LLCCIK 0001455152持股 10% 以上大股東
Beach Point Advisors LLCCIK 0001537618持股 10% 以上大股東
Beach Point SCF Multi-Port LPCIK 0001575619持股 10% 以上大股東
Beach Point SCF IV LLCCIK 0001584342持股 10% 以上大股東
Beach Point TX SCF LPCIK 0001709957持股 10% 以上大股東
Klein Scott MartinCIK 0001770106持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/6/24Common stockS賣出處分−17,131$5.13−$87,882.031,104,594間接
2022/6/27Common stockS賣出處分−2,530$5.05−$12,776.51,102,064間接
2022/6/28Common stockS賣出處分−108$5.05−$545.41,101,956間接
2022/6/29Common stockS賣出處分−815$4.53−$3,691.951,101,141間接
2022/6/30Common stockS賣出處分−1,264$4.66−$5,890.241,099,877間接
2022/7/7Common stockS賣出處分−1,280$4.82−$6,169.61,098,597間接
2022/7/8Common stockS賣出處分−1,651$5.15−$8,502.651,096,946間接
2022/7/13Common stockS賣出處分−732$4.59−$3,359.881,096,214間接
2022/7/14Common stockS賣出處分−538$4.53−$2,437.141,095,676間接
2022/7/15Common stockS賣出處分−732$4.55−$3,330.61,094,944間接
2022/6/24Common stockS賣出處分−23,150$5.13−$118,759.51,492,692間接
2022/6/27Common stockS賣出處分−3,419$5.05−$17,265.951,489,273間接
2022/6/28Common stockS賣出處分−147$5.05−$742.351,489,126間接
2022/6/29Common stockS賣出處分−1,102$4.53−$4,992.061,488,024間接
2022/6/30Common stockS賣出處分−1,708$4.66−$7,959.281,486,316間接
2022/7/7Common stockS賣出處分−1,730$4.82−$8,338.61,484,586間接
2022/7/8Common stockS賣出處分−2,231$5.15−$11,489.651,482,355間接
2022/7/13Common stockS賣出處分−989$4.59−$4,539.511,481,366間接
2022/7/14Common stockS賣出處分−727$4.53−$3,293.311,480,639間接
2022/7/15Common stockS賣出處分−989$4.55−$4,499.951,479,650間接
2022/6/24Common stockS賣出處分−34,726$5.13−$178,144.382,239,037間接
2022/6/27Common stockS賣出處分−5,129$5.05−$25,901.452,233,908間接
2022/6/28Common stockS賣出處分−220$5.05−$1,1112,233,688間接
2022/6/29Common stockS賣出處分−1,653$4.53−$7,488.092,232,035間接
2022/6/30Common stockS賣出處分−2,561$4.66−$11,934.262,229,474間接
2022/7/7Common stockS賣出處分−2,595$4.82−$12,507.92,226,879間接
2022/7/8Common stockS賣出處分−3,346$5.15−$17,231.92,223,533間接
2022/7/13Common stockS賣出處分−1,483$4.59−$6,806.972,222,050間接
2022/7/14Common stockS賣出處分−1,090$4.53−$4,937.72,220,960間接
2022/7/15Common stockS賣出處分−1,484$4.55−$6,752.22,219,476間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

這份申報的交易價格沒有引用附註。

備註

(1) The reported securities are owned by Beach Point SCF IV LLC ("SCF IV"), Beach Point SCF Multi-Port LP ("SCF Multi"), and Beach Point TX SCF LP ("TX" and collectively with SCF IV and SCF Multi, the "Funds"). The Funds may be deemed a "group" for purposes of Section 13(d) of the Exchange Act. (2) Beach Point Capital Management LP is the investment manager of each of the Funds ("Investment Manager") and Beach Point GP LLC ("Beach Point GP") is the general partner of the Investment Manager. In such capacities, Investment Manager and Beach Point GP may be deemed to share voting and dispositive power over the reported securities held by the Funds. Investment Manager and Beach Point GP each disclaims beneficial ownership of the reported securities, and this report shall not be deemed an admission that either is the beneficial owner of the reported securities, except to the extent of pecuniary interest, if any, therein. (3) Beach Point Advisors LLC, a Delaware limited liability company ("Fund GP"), is the General Partner or Managing Member of each of the Funds and Scott Klein and Carl Goldsmith are the members of the Fund GP and may be deemed to beneficially own the securities held by the Funds. Notwithstanding the foregoing, the Fund GP, Mr. Klein and Mr. Goldsmith each disclaims beneficial ownership of the reported securities and this report shall not be deemed an admission that any of the foregoing is the beneficial owner of the reported securities except to the extent of its or his respective pecuniary interest, if any, therein.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)