Oliviero James F III 的 Form 4 申報
Checkpoint Therapeutics, Inc.（CKPT），2022/4/22 申報
- 申報編號
- 0001104659-22-049156
- 申報時間
- 2022/4/22
- 交易日
- 2022/1/1-4/13
- 申報延遲
- 111 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $21.2 萬。交易後 111 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Oliviero James F IIICIK 0001434718 | 董事、高階主管（執行長、總裁、董事） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/1 | COMMON STOCK | F扣股繳稅處分 | −302,777 | $3.11 | −$941,636.47 | 3,305,433 | 直接 | |
| 2022/1/6 | COMMON STOCK | F扣股繳稅處分 | −53,024 | $2.77 | −$146,876.48 | 3,252,409 | 直接 | |
| 2022/1/24 | COMMON STOCK | F扣股繳稅處分 | −143,136 | $2.19 | −$313,467.84 | 3,109,273 | 直接 | |
| 2022/1/30 | COMMON STOCK | F扣股繳稅處分 | −31,972 | $2.46 | −$78,651.12 | 3,077,301 | 直接 | |
| 2022/2/24 | COMMON STOCK | F扣股繳稅處分 | −117,657 | $1.85 | −$217,665.45 | 2,959,644 | 直接 | |
| 2022/4/4 | COMMON STOCK | S賣出處分 | −86,353 | $1.79F3 | −$154,571.87 | 2,873,291 | 直接 | |
| 2022/4/5 | COMMON STOCK | S賣出處分 | −14,030 | $1.77F4 | −$24,833.1 | 2,859,261 | 直接 | |
| 2022/4/13 | COMMON STOCK | S賣出處分 | −21,258 | $1.51F5 | −$32,099.58 | 2,838,003 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Represents the weighted average price of the shares sold in this transaction. The range of prices for such transaction was $1.77 to $1.81. The reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average price of the shares sold in this transaction. The range of prices for such transaction was $1.75 to $1.78. The reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average price of the shares sold in this transaction. The range of prices for such transaction was $1.51 to $1.52. The reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。