跳到主要內容

Gad Thomas 的 Form 4 申報

Y-mAbs Therapeutics, Inc.(YMAB),2022/1/24 申報

申報編號
0001104659-22-007020
申報時間
2022/1/24
交易日
2022/1/20-1/21
申報延遲
4 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $203.4 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Gad ThomasCIK 0001753224董事、高階主管(見申報備註)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/1/20Common StockS賣出處分−112,767$11.33F2−$1,277,650.111,140,739間接
2022/1/21Common StockS賣出處分−50,134$10.51F4−$526,908.341,090,605間接
2022/1/21Common StockS賣出處分−20,184$11.35F5−$229,088.41,070,421間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $10.88 to $11.59. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $10.06 to $11.05. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $11.06 to $11.49. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

備註

Chairman, President and Head of Business Development & Strategy

看 SEC EDGAR 上的完整原文 (在新分頁開啟)