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Mahon Paul A 的 Form 4 申報

United Therapeutics Corp(UTHR),2022/1/21 申報

申報編號
0001104659-22-006488
申報時間
2022/1/21
交易日
2022/1/20
申報延遲
1 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $123.3 萬。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Mahon Paul ACIK 0001231589高階主管(執行副總裁、法務長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/1/20Common StockM行使選擇權取得+1,094$111.00+$121,43431,463直接
2022/1/20Common StockM行使選擇權取得+4,906$111.00+$544,56636,369直接
2022/1/20Common StockS賣出處分−2,581$204.79F2−$528,562.9933,788直接
2022/1/20Common StockS賣出處分−1,709$205.82F3−$351,746.3832,079直接
2022/1/20Common StockS賣出處分−1,710$206.51F4−$353,132.130,369直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2022/1/20Common StockM行使選擇權處分−1,094$0.00$054,000直接
2022/1/20Common StockM行使選擇權處分−4,906$0.00$022,552直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $204.2050 to $205.19. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $205.24 to 206.2250. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $206.26 to $206.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)