Gilboa David Abraham 的 Form 4/A 修正申報
修正Warby Parker Inc.（WRBY），2021/12/20 申報
- 申報編號
- 0001104659-21-151871
- 申報時間
- 2021/12/20
- 交易日
- 2021/12/17
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/12/17
這份申報列了 3 筆衍生性交易。沿用原件裡沒有重述的 13 筆交易。公開市場賣出合計 $1,609 萬。交易後 3 天申報。
這份修正申報重述了 0001104659-21-151330（2021/12/17 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gilboa David AbrahamCIK 0001883353 | 董事、高階主管（共同執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/17 | Class B Common Stock | M行使選擇權處分 | −217,000 | $0.00 | $0 | 11,490 | 直接 | |
| 2021/12/17 | Class A Common Stock | M行使選擇權取得 | +217,000 | $0.00 | $0 | 6,670,796 | 直接 | |
| 2021/12/17 | Class A Common Stock | C轉換處分 | −115,000 | $0.00 | $0 | 6,555,796 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001104659-21-151330（2021/12/17 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/15 | Class A Common Stock | C轉換取得 | +250,000 | $0.00 | $0 | 250,000 | 直接 | |
| 2021/12/15 | Class A Common Stock | S賣出處分 | −225,564 | $43.32F1 | −$9,771,432.48 | 24,436 | 直接 | |
| 2021/12/15 | Class A Common Stock | S賣出處分 | −24,436 | $43.96F2 | −$1,074,206.56 | 0 | 直接 | |
| 2021/12/16 | Class A Common Stock | C轉換取得 | +1,732 | $0.00 | $0 | 1,732 | 直接 | |
| 2021/12/16 | Class A Common Stock | S賣出處分 | −1,732 | $44.59 | −$77,229.88 | 0 | 直接 | |
| 2021/12/17 | Class A Common Stock | C轉換取得 | +115,000 | $0.00 | $0 | 115,000 | 直接 | |
| 2021/12/17 | Class A Common Stock | S賣出處分 | −115,000 | $44.92F4 | −$5,165,800 | 0 | 直接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/15 | Class B Common Stock | M行使選擇權處分 | −427,000 | $0.00 | $0 | 228,490 | 直接 | |
| 2021/12/15 | Class A Common Stock | M行使選擇權取得 | +427,000 | $0.00 | $0 | 6,703,796 | 直接 | |
| 2021/12/15 | Class A Common Stock | C轉換處分 | −250,000 | $0.00 | $0 | 6,453,796 | 直接 | |
| 2021/12/16 | Class B Common Stock | M行使選擇權處分 | −1,732 | $0.00 | $0 | 939,020 | 直接 | |
| 2021/12/16 | Class A Common Stock | M行使選擇權取得 | +1,732 | $0.00 | $0 | 6,455,528 | 直接 | |
| 2021/12/16 | Class A Common Stock | C轉換處分 | −1,732 | $0.00 | $0 | 6,453,796 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
The price reported in Column 4 is a weighted average price. These shares were sold to cover taxes due on option exercises reported in Table II of this Form 4 in multiple transactions at prices ranging from $42.76 to $43.72. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold to cover taxes due on option exercises reported in Table II of this Form 4 in multiple transactions at prices ranging from $43.775 to $44.1017. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold to cover taxes due on option exercises reported in Table II of this Form 4 in multiple transactions at prices ranging from $44.72 to $45.13. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The original Form 4 filed on December 17, 2021 listed the incorrect number of options exercised by the Reporting Person. This amendment is being filed to solely reflect the correct number of options exercised and the resulting number of shares of Class B common stock beneficially owned following the reported transactions.
- F2
The Stock option was granted on July 27, 2012, is fully vested, and will expire on July 26, 2022.
- F3
The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B common stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B common stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal,
- F4
and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.