Eriksen Howard Timothy 的 Form 4/A 修正申報
修正Nocopi Technologies Inc（NNUP），2021/12/13 申報
- 申報編號
- 0001104659-21-149090
- 申報時間
- 2021/12/13 16:08 ET
- 交易日
- 2021/12/6
- 申報延遲
- 7 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/12/10
這份申報列了 1 筆非衍生性交易。公開市場買進合計 $5.24 萬。交易後 7 天申報。
這份修正申報取代了 0001104659-21-148394（2021/12/10 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Eriksen Howard TimothyCIK 0001650715 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/6 | Common Stock | P買進取得 | +380,000 | $0.138 | +$52,440 | 7,059,253 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Purpose of filing is to correct an error in the number of shares shown on December 10 filing to 7,059,253.
- F2
These securities are held in one or more accounts managed by Eriksen Capital Management LLC ("ECM") or affiliated entities. 6,621,253 shares are owned by Cedar Creek Partners LLC and 438,000 shares are owned in separately managed accounts. These securities may be deemed to be beneficially owned by the reporting persons because he controls ECM, and ECM may be deemed to have a beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
- F3
The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.