CapitalG LP 的 Form 4 申報
Freshworks Inc.（FRSH），2021/11/15 申報
- 申報編號
- 0001104659-21-139530
- 申報時間
- 2021/11/15 21:33 ET
- 交易日
- 2021/11/11-11/12
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $13.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| CapitalG LPCIK 0001678225 | 持股 10% 以上大股東 |
| CapitalG GP LLCCIK 0001678226 | 持股 10% 以上大股東 |
| CapitalG II LPCIK 0001779076 | 持股 10% 以上大股東 |
| CapitalG II GP LLCCIK 0001779462 | 持股 10% 以上大股東 |
| CapitalG 2013 GP LLCCIK 0001829121 | 持股 10% 以上大股東 |
| CapitalG 2013 LPCIK 0001829122 | 持股 10% 以上大股東 |
| CapitalG 2014 GP LLCCIK 0001829123 | 持股 10% 以上大股東 |
| CapitalG 2014 LPCIK 0001829124 | 持股 10% 以上大股東 |
| Alphabet Holdings LLCCIK 0001847337 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/11 | Class A Common Stock | C轉換取得 | +1,332 | –F1 | – | 1,332 | 間接 | |
| 2021/11/11 | Class A Common Stock | C轉換取得 | +1,438 | –F1 | – | 1,438 | 間接 | |
| 2021/11/11 | Class A Common Stock | S賣出處分 | −1,332 | $39.05F5 | −$52,014.6 | 0 | 間接 | |
| 2021/11/11 | Class A Common Stock | S賣出處分 | −1,438 | $39.05F6 | −$56,153.9 | 0 | 間接 | |
| 2021/11/12 | Class A Common Stock | C轉換取得 | +313 | –F1 | – | 313 | 間接 | |
| 2021/11/12 | Class A Common Stock | C轉換取得 | +337 | –F1 | – | 337 | 間接 | |
| 2021/11/12 | Class A Common Stock | S賣出處分 | −313 | $39.01F7 | −$12,210.13 | 0 | 間接 | |
| 2021/11/12 | Class A Common Stock | S賣出處分 | −337 | $39.01F8 | −$13,146.37 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/11 | Class A Common Stock | C轉換處分 | −1,332 | $0.00 | $0 | 1,995,348 | 間接 | |
| 2021/11/11 | Class A Common Stock | C轉換處分 | −1,332 | $0.00 | $0 | 7,416,492 | 間接 | |
| 2021/11/12 | Class A Common Stock | C轉換處分 | −1,332 | $0.00 | $0 | 1,995,035 | 間接 | |
| 2021/11/12 | Class A Common Stock | C轉換處分 | −1,332 | $0.00 | $0 | 7,416,155 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Pursuant to the Issuer's amended and restated certificate of incorporation, shares of Class B Common Stock automatically converted into an equal number of shares of Class A Common Stock upon the transfer of such shares.
表 I 有 4 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.09 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.09 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.05 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.05 per share. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares purchased at each separate price. weighted average price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。