Arnold Craig 的 Form 4 申報
Eaton Corp plc（ETN），2021/11/8 申報
- 申報編號
- 0001104659-21-135793
- 申報時間
- 2021/11/8
- 交易日
- 2021/11/5
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,186 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Arnold CraigCIK 0001188578 | 董事、高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/5 | Ordinary Shares | M行使選擇權取得 | +1,391 | $71.89 | +$99,998.99 | 380,887 | 直接 | |
| 2021/11/5 | Ordinary Shares | F扣股繳稅處分 | −577 | $173.13 | −$99,896.01 | 380,310 | 直接 | |
| 2021/11/5 | Ordinary Shares | M行使選擇權取得 | +127,559 | $71.89 | +$9,170,216.51 | 507,869 | 直接 | |
| 2021/11/5 | Ordinary Shares | S賣出處分 | −25,929 | $170.78F2 | −$4,428,154.62 | 481,940 | 直接 | |
| 2021/11/5 | Ordinary Shares | S賣出處分 | −82,432 | $171.32F3 | −$14,122,250.24 | 399,508 | 直接 | |
| 2021/11/5 | Ordinary Shares | S賣出處分 | −16,558 | $172.33F4 | −$2,853,440.14 | 382,950 | 直接 | |
| 2021/11/5 | Ordinary Shares | S賣出處分 | −2,640 | $173.20F5 | −$457,248 | 380,310 | 直接 | |
| 2021/11/5 | Ordinary Shares | M行使選擇權取得 | +1,220 | $81.96 | +$99,991.2 | 381,530 | 直接 | |
| 2021/11/5 | Ordinary Shares | F扣股繳稅處分 | −577 | $173.27 | −$99,976.79 | 380,953 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/5 | Ordinary Shares | M行使選擇權處分 | −1,391 | $0.00 | $0 | 127,559 | 直接 | |
| 2021/11/5 | Ordinary Shares | M行使選擇權處分 | −127,559 | $0.00 | $0 | 0 | 直接 | |
| 2021/11/5 | Ordinary Shares | M行使選擇權處分 | −1,220 | $0.00 | $0 | 116,330 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.32 - $170.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $171.00 - $171.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $172.01 - $172.95. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $173.03 - $173.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.