Gates William H III 的 Form 4 申報
Autonation, Inc.（AN），2021/10/15 申報
- 申報編號
- 0001104659-21-126754
- 申報時間
- 2021/10/15 16:15 ET
- 交易日
- 2021/10/13-10/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $1,468 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gates William H IIICIK 0000902012 | 持股 10% 以上大股東 |
| Cascade Investment, L.L.C.CIK 0001052192 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/13 | Common stock | S賣出處分 | −27,117 | $114.54F1 | −$3,106,108.63 | 11,174,741 | 直接 | |
| 2021/10/13 | Common stock | S賣出處分 | −33,671 | $115.52F2 | −$3,889,552.7 | 11,141,070 | 直接 | |
| 2021/10/13 | Common stock | S賣出處分 | −600 | $116.35F3 | −$69,810 | 11,140,470 | 直接 | |
| 2021/10/14 | Common stock | S賣出處分 | −5,348 | $115.10F4 | −$615,568.17 | 11,135,122 | 直接 | |
| 2021/10/14 | Common stock | S賣出處分 | −53,836 | $116.09F5 | −$6,249,584.36 | 11,081,286 | 直接 | |
| 2021/10/14 | Common stock | S賣出處分 | −6,391 | $116.65F6 | −$745,489.06 | 11,074,895 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $113.97 to $114.96. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $114.97 to $115.96. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $115.97 to $116.62. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $114.53 to $115.50. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $115.59 to $116.52. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $116.53 to $116.83. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。