Gates William H III 的 Form 4 申報
Autonation, Inc.（AN），2021/10/1 申報
- 申報編號
- 0001104659-21-121975
- 申報時間
- 2021/10/1 16:14 ET
- 交易日
- 2021/9/29
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $2,346 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gates William H IIICIK 0000902012 | 持股 10% 以上大股東 |
| Cascade Investment, L.L.C.CIK 0001052192 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/29 | Common stock | S賣出處分 | −46,857 | $126.33F1 | −$5,919,407.32 | 11,672,257 | 直接 | |
| 2021/9/29 | Common stock | S賣出處分 | −88,087 | $127.58F2 | −$11,237,831.16 | 11,584,170 | 直接 | |
| 2021/9/29 | Common stock | S賣出處分 | −17,328 | $128.80F3 | −$2,231,884.52 | 11,566,842 | 直接 | |
| 2021/9/29 | Common stock | S賣出處分 | −31,511 | $129.31F4 | −$4,074,816.61 | 11,535,331 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $126.11 to $126.58. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $127.17 to $127.92. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $128.18 to $129.10. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $129.29 to $129.46. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。