Gad Thomas 的 Form 4 申報

Y-mAbs Therapeutics, Inc.（YMAB），2021/8/17 申報

申報編號: 0001104659-21-107093
申報時間: 2021/8/17
交易日: 2021/8/13-8/17
申報延遲: 4 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $85.1 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Gad ThomasCIK 0001753224	董事、高階主管（見申報備註）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2021/8/13	Common Stock	S賣出處分	−1,110	$31.01^F1	−$34,421.1	1,582,817	間接
2021/8/16	Common Stock	S賣出處分	−4,000	$29.14^F4	−$116,560	1,578,817	間接
2021/8/16	Common Stock	S賣出處分	−22,111	$29.33^F5	−$648,515.63	1,556,706	間接
2021/8/17	Common Stock	S賣出處分	−1,779	$28.96^F6	−$51,519.84	1,554,927	間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

This transaction was executed in multiple trades at prices ranging from $31.00 to $31.06. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $28.50 to $29.63. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $29.00 to $29.68. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

This transaction was executed in multiple trades at prices ranging from $28.42 to $29.72. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

備註

Chairman, President and Head of Business Development & Strategy

看 SEC EDGAR 上的完整原文（在新分頁開啟）