Andreessen Horowitz Fund III-Q, L.P. 的 Form 4 申報
DigitalOcean Holdings, Inc.（DOCN），2021/8/10 申報
- 申報編號
- 0001104659-21-103064
- 申報時間
- 2021/8/10 21:50 ET
- 交易日
- 2021/8/6-8/9
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易。公開市場賣出合計 $1,097 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Andreessen Horowitz Fund III-Q, L.P.CIK 0001540245 | 持股 10% 以上大股東 |
| Andreessen Horowitz Fund III, L.P.CIK 0001540352 | 持股 10% 以上大股東 |
| Andreessen Horowitz Fund III-B, L.P.CIK 0001540353 | 持股 10% 以上大股東 |
| Andreessen Horowitz Fund III-A, L.P.CIK 0001540355 | 持股 10% 以上大股東 |
| AH Equity Partners III (Parallel), L.L.C.CIK 0001540359 | 持股 10% 以上大股東 |
| AH Equity Partners III, L.L.C.CIK 0001540361 | 持股 10% 以上大股東 |
| AH Parallel Fund III, L.P.CIK 0001540363 | 持股 10% 以上大股東 |
| AH Parallel Fund III-A, L.P.CIK 0001540364 | 持股 10% 以上大股東 |
| AH Parallel Fund III-B, L.P.CIK 0001540366 | 持股 10% 以上大股東 |
| AH Parallel Fund III-Q, L.P.CIK 0001540367 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/6 | Common Stock | J其他處分 | −2,689,498 | $0.00 | $0 | 8,068,492 | 間接 | 重複申報 |
| 2021/8/6 | Common Stock | J其他處分 | −1,226,089 | $0.00 | $0 | 3,678,265 | 間接 | 重複申報 |
| 2021/8/6 | Common Stock | J其他取得 | +246,368 | $0.00 | $0 | 246,368 | 間接 | |
| 2021/8/6 | Common Stock | J其他取得 | +260,395 | $0.00 | $0 | 260,395 | 間接 | |
| 2021/8/6 | Common Stock | J其他取得 | +10,599 | $0.00 | $0 | 10,599 | 間接 | |
| 2021/8/9 | Common Stock | S賣出處分 | −38,756 | $52.46F14 | −$2,033,139.76 | 207,612 | 間接 | |
| 2021/8/9 | Common Stock | S賣出處分 | −108,226 | $52.84F15 | −$5,718,661.84 | 99,386 | 間接 | |
| 2021/8/9 | Common Stock | S賣出處分 | −49,364 | $53.84F16 | −$2,657,757.76 | 50,022 | 間接 | |
| 2021/8/9 | Common Stock | S賣出處分 | −7,533 | $52.71F17 | −$397,064.43 | 3,066 | 間接 | |
| 2021/8/9 | Common Stock | S賣出處分 | −3,066 | $53.70F18 | −$164,644.2 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F14
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $51.62 to $52.615. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or the Issuer's stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (14) through (16) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F15
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $52.62 to $53.61.
表 I 有 1 筆交易的價格引用這則附註。
- F16
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $53.63 to $54.00.
表 I 有 1 筆交易的價格引用這則附註。
- F17
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $52.15 to $53.14. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or the Issuer's stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (17) and (18) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F18
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $53.31 to $53.99.
表 I 有 1 筆交易的價格引用這則附註。
備註
This Form 4 is one of two Form 4s filed relating to the same events. Combined, the two reports report the holdings and/or transactions for the following reporting persons: Andreessen Horowitz Fund III, L.P., Andreessen Horowitz Fund III-A, L.P., Andreessen Horowitz Fund III-B, L.P., Andreessen Horowitz Fund III-Q, L.P., AH Parallel Fund III, L.P., AH Parallel Fund III-A, L.P., AH Parallel Fund III-B L.P., AH Parallel Fund III-Q, L.P., AH Equity Partners III, L.L.C., AH Equity Partners III (Parallel), L.L.C., AH Capital Management, L.L.C., Benjamin Horowitz and Marc Andreessen. This Form 4 has been split into two filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting persons.