Basarsky Trent A. 的 Form 4/A 修正申報
修正908 Devices Inc.（MASS），2021/7/23 申報
- 申報編號
- 0001104659-21-095525
- 申報時間
- 2021/7/23
- 交易日
- 2021/6/23-6/25
- 申報延遲
- 30 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/6/25
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $166.6 萬。交易後 30 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Basarsky Trent A.CIK 0001608021 | 高階主管（VP, Corporate Development） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/6/23 | Common Stock, par value $0.001 | M行使選擇權取得 | +30,200 | $1.75 | +$52,850 | 35,200 | 直接 | |
| 2021/6/23 | Common Stock, par value $0.001 | S賣出處分 | −7,563 | $39.14F2 | −$296,015.82 | 27,637 | 直接 | |
| 2021/6/23 | Common Stock, par value $0.001 | S賣出處分 | −22,637 | $39.68F3 | −$898,236.16 | 5,000 | 直接 | |
| 2021/6/24 | Common Stock, par value $0.001 | M行使選擇權取得 | +9,074 | $1.75 | +$15,879.5 | 14,074 | 直接 | |
| 2021/6/24 | Common Stock, par value $0.001 | S賣出處分 | −9,074 | $40.03F4 | −$363,232.22 | 5,000 | 直接 | |
| 2021/6/25 | Common Stock, par value $0.001 | M行使選擇權取得 | +2,726 | $1.75 | +$4,770.5 | 7,726 | 直接 | |
| 2021/6/25 | Common Stock, par value $0.001 | S賣出處分 | −2,726 | $39.90 | −$108,767.4 | 5,000 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/6/23 | Common Stock, par value $0.001 | M行使選擇權處分 | −216,504 | $0.00 | $0 | 186,304 | 直接 | |
| 2021/6/24 | Common Stock, par value $0.001 | M行使選擇權處分 | −186,304 | $0.00 | $0 | 177,230 | 直接 | |
| 2021/6/25 | Common Stock, par value $0.001 | M行使選擇權處分 | −177,230 | $0.00 | $0 | 174,504 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 to $39.49, inclusive. The reporting person undertakes to provide to 908 Devices Inc., any security holder of 908 Devices Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.94, inclusive. The reporting person undertakes to provide to 908 Devices Inc., any security holder of 908 Devices Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.92 to $40.23, inclusive. The reporting person undertakes to provide to 908 Devices Inc., any security holder of 908 Devices Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Twenty-five percent of the shares underlying the option became vested and exercisable on January 8, 2018 and the remaining 75% of the shares underlying the option become vested and exercisable in substantially equal monthly installments over the 36 months following January 8, 2018, subject to the reporting person's continued service through the applicable vesting date.
備註
The original Form 4, filed June 25, 2021, is being amended by this Form 4 amendment solely to correct an administrative error related to the total number of shares held by the reporting person. The original Form 4 for this reporting person inadvertently understated the number of shares beneficially owned by the reporting person reported in Column 5 of Table I by 5,000 shares. This Form 4 corrects such error by increasing the number of shares beneficially owned by the reporting person following each of the reported transactions by such 5,000 shares in Column 5 of Table I.