Esposito Pamela 的 Form 4/A 修正申報
修正Replimune Group, Inc.（REPL），2021/7/19 申報
- 申報編號
- 0001104659-21-093670
- 申報時間
- 2021/7/19
- 交易日
- 2021/1/14-1/19
- 申報延遲
- 186 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/1/19
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $241.9 萬。交易後 186 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Esposito PamelaCIK 0001744425 | 高階主管（業務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/1/14 | Common Stock | M行使選擇權取得 | +20,000 | $1.01 | +$20,200 | 195,994 | 直接 | |
| 2021/1/14 | Common Stock | S賣出處分 | −20,000 | $45.02 | −$900,400 | 175,994 | 直接 | |
| 2021/1/15 | Common Stock | M行使選擇權取得 | +29,273 | $1.01 | +$29,565.73 | 205,267 | 直接 | |
| 2021/1/15 | Common Stock | S賣出處分 | −29,273 | $43.58 | −$1,275,717.34 | 175,994 | 直接 | |
| 2021/1/19 | Common Stock | M行使選擇權取得 | +5,727 | $1.01 | +$5,784.27 | 181,721 | 直接 | |
| 2021/1/19 | Common Stock | S賣出處分 | −600 | $43.24F2 | −$25,944 | 181,121 | 直接 | |
| 2021/1/19 | Common Stock | S賣出處分 | −5,127 | $42.38F3 | −$217,282.26 | 175,994 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/1/14 | Common Stock | M行使選擇權處分 | −20,000 | $0.00 | $0 | 108,203 | 直接 | |
| 2021/1/15 | Common Stock | M行使選擇權處分 | −29,273 | $0.00 | $0 | 78,930 | 直接 | |
| 2021/1/19 | Common Stock | M行使選擇權處分 | −5,727 | $0.00 | $0 | 73,203 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on December 14, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.
- F2
The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.88 to $43.86. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.76. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Following the sales reported on this Form 4, the reporting person continues to beneficially own 175,994 shares of the Issuer's common stock. The reporting person also holds options to acquire an aggregate of 458,852 shares of the Issuer's common stock, 284,936 of which are exercisable as of the date hereof. The original Form 4 filed on January 19, 2021 is being amended by this Form 4 solely to correct an administrative error, which misreported the total number of options held by the reporting person and the amount exercisable as of January 19, 2021.
- F5
The reporting person was granted an option to purchase 149,203 shares of the Issuer's common stock on November 1, 2015. All of the shares underlying such stock option have vested and are exercisable as of the date hereof.