Gupta Navdeep 的 Form 4/A 修正申報
修正Dick's Sporting Goods, Inc.（DKS），2023/12/27 申報
- 申報編號
- 0001089063-23-000160
- 申報時間
- 2023/12/27
- 交易日
- 2023/6/7
- 申報延遲
- 203 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/6/9
這份申報列了 2 筆非衍生性交易、1 筆衍生性交易。沿用原件裡沒有重述的 3 筆交易。公開市場賣出合計 $194.7 萬。交易後 203 天申報。
這份修正申報重述了 0001089063-23-000093（2023/6/9 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gupta NavdeepCIK 0001772409 | 高階主管（執行副總裁、財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/7 | Common Stock, par value $0.01 per share | M行使選擇權取得 | +3,552 | $32.77F2 | +$116,399.04 | 114,858 | 直接 | |
| 2023/6/7 | Common Stock, par value $0.01 per share | F扣股繳稅處分 | −2,027 | $136.55 | −$276,786.85 | 112,831 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/7 | Common Stock, par value $0.01 per share | M行使選擇權處分 | −3,552 | $0.00 | $0 | 0 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001089063-23-000093（2023/6/9 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/7 | Common Stock, par value $0.01 per share | S賣出處分 | −6,133 | $137.25F2 | −$841,754.25 | 105,173 | 直接 | |
| 2023/6/7 | Common Stock, par value $0.01 per share | S賣出處分 | −1,526 | $136.12F3 | −$207,719.12 | 103,647 | 直接 | |
| 2023/6/7 | Common Stock, par value $0.01 per share | S賣出處分 | −6,635 | $135.34F4 | −$897,980.9 | 97,012 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F2
Represents the weighted average price of multiple transactions ranging from $137.00 to $137.595. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the weighted average price of multiple transactions ranging from $135.94 to $136.71. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average price of multiple transactions ranging from $134.94 to $135.91. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or any security holder of the Company.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On June 9, 2023, the reporting person filed a Form 4 which incorrectly reported the exercise of a stock option for 2,027 shares of the issuer's common stock and the subsequent sale of all 2,027 of those shares on June 7, 2023. In fact, as reported in this amendment, the reporting person exercised the stock option for all of the 3,552 shares of common stock underlying the stock option, and then proceeded to sell 2,027 of those shares to cover the applicable exercise and tax obligations with respect to such exercise. As a result, the total amount of non-derivative securities beneficially owned by the insider was understated by 1,525 shares in subsequently reported transactions prior to the date of this amendment filing.
- F2
The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by the Company on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The stock option award representing the right to purchase 14,205 shares of common stock vested in four equal annual installments beginning on April 3, 2020.