Sarandos Theodore A 的 Form 4 申報
Netflix Inc（NFLX），2023/8/7 申報
- 申報編號
- 0001065280-23-000217
- 申報時間
- 2023/8/7
- 交易日
- 2023/8/4
- 申報延遲
- 3 天
- 10b5-1 計畫
- 有勾選
這份申報列了 11 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,388 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sarandos Theodore ACIK 0001393838 | 董事、高階主管（共同執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/4 | Common Stock | M行使選擇權取得 | +15,952 | $125.37 | +$1,999,902.24 | 15,952 | 直接 | |
| 2023/8/4 | Common Stock | M行使選擇權取得 | +16,279 | $140.78 | +$2,291,757.62 | 32,231 | 直接 | |
| 2023/8/4 | Common Stock | M行使選擇權取得 | +23,155 | $179.95 | +$4,166,742.25 | 55,386 | 直接 | |
| 2023/8/4 | Common Stock | S賣出處分 | −8,060 | $427.77F2 | −$3,447,826.2 | 47,326 | 直接 | |
| 2023/8/4 | Common Stock | S賣出處分 | −10,288 | $428.77F3 | −$4,411,185.76 | 37,038 | 直接 | |
| 2023/8/4 | Common Stock | S賣出處分 | −1,874 | $429.48F4 | −$804,845.52 | 35,164 | 直接 | |
| 2023/8/4 | Common Stock | S賣出處分 | −4,381 | $431.15F5 | −$1,888,868.15 | 30,783 | 直接 | |
| 2023/8/4 | Common Stock | S賣出處分 | −13,025 | $432.18F6 | −$5,629,144.5 | 17,758 | 直接 | |
| 2023/8/4 | Common Stock | S賣出處分 | −13,431 | $433.00F7 | −$5,815,623 | 4,327 | 直接 | |
| 2023/8/4 | Common Stock | S賣出處分 | −3,544 | $434.22F8 | −$1,538,875.68 | 783 | 直接 | |
| 2023/8/4 | Common Stock | S賣出處分 | −783 | $435.18F9 | −$340,745.94 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/4 | Common Stock | M行使選擇權處分 | −15,952 | $0.00 | $0 | 0 | 直接 | |
| 2023/8/4 | Common Stock | M行使選擇權處分 | −16,279 | $0.00 | $0 | 0 | 直接 | |
| 2023/8/4 | Common Stock | M行使選擇權處分 | −23,155 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $427.1833 to $428.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $428.2078 to $429.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $429.21 to $429.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $430.61 to $431.6073. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $431.63 to $432.6271. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $432.63 to $433.626. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $433.65 to $434.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $434.8786 to $435.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。