Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2023/11/17 申報
- 申報編號
- 0001062993-23-021050
- 申報時間
- 2023/11/17
- 交易日
- 2023/11/15-11/16
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 5 筆非衍生性交易。公開市場賣出合計 $551.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/15 | Common Stock | S賣出處分 | −7,366 | $268.99F2 | −$1,981,380.34 | 11,415,698 | 直接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −410 | $270.00F3 | −$110,700 | 11,415,288 | 直接 | |
| 2023/11/16 | Common Stock | S賣出處分 | −814 | $269.06F4 | −$219,014.84 | 11,414,474 | 直接 | |
| 2023/11/16 | Common Stock | S賣出處分 | −6,154 | $269.92F5 | −$1,661,087.68 | 11,408,320 | 直接 | |
| 2023/11/16 | Common Stock | S賣出處分 | −5,682 | $270.68F6 | −$1,538,003.76 | 11,402,638 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $268.6600 to $269.6400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $269.7600 to $270.2900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $268.4200 to $269.4100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $269.4200 to $270.4100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $270.4500 to $271.0900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。