Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2023/11/7 申報
- 申報編號
- 0001062993-23-020244
- 申報時間
- 2023/11/7
- 交易日
- 2023/11/3-11/6
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $544.3 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/3 | Common Stock | S賣出處分 | −1,087 | $261.54F2 | −$284,293.98 | 11,491,118 | 直接 | |
| 2023/11/3 | Common Stock | S賣出處分 | −6,235 | $262.38F3 | −$1,635,939.3 | 11,484,883 | 直接 | |
| 2023/11/3 | Common Stock | S賣出處分 | −1,728 | $263.71F4 | −$455,690.88 | 11,483,155 | 直接 | |
| 2023/11/3 | Common Stock | S賣出處分 | −326 | $264.68F5 | −$86,285.68 | 11,482,829 | 直接 | |
| 2023/11/6 | Common Stock | S賣出處分 | −3,026 | $262.31F6 | −$793,750.06 | 11,479,803 | 直接 | |
| 2023/11/6 | Common Stock | S賣出處分 | −6,899 | $263.09F7 | −$1,815,057.91 | 11,472,904 | 直接 | |
| 2023/11/6 | Common Stock | S賣出處分 | −1,409 | $263.89F8 | −$371,821.01 | 11,471,495 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $261.0050 to $261.9350. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $262.0450 to $263.0300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $263.0650 to $264.0000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $264.1300 to $265.0000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $261.7000 to $262.6850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $262.7000 to $263.6900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $263.7000 to $264.2700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。