Neri Antonio F 的 Form 4 申報
Hewlett Packard Enterprise Co（HPE），2023/9/11 申報
- 申報編號
- 0001062993-23-017923
- 申報時間
- 2023/9/11
- 交易日
- 2023/1/13-9/7
- 申報延遲
- 241 天遲報
- 10b5-1 計畫
- 有勾選
這份申報列了 2 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $760.2 萬。交易後 241 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Neri Antonio FCIK 0001648401 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/7 | Common Stock | M行使選擇權取得 | +434,884 | $8.83 | +$3,840,025.72 | 1,805,175 | 直接 | |
| 2023/9/7 | Common Stock | S賣出處分 | −434,884 | $17.48F2 | −$7,601,772.32 | 1,370,291 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.37 to $17.565. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F6
As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,207.1562 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, 1,248.1282 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 1,177.1025 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
表 II 有 1 筆交易的價格引用這則附註。
- F7
As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 135,621 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,978.6650 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, 2,045.8228 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 1,929.4037 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
表 II 有 1 筆交易的價格引用這則附註。
- F8
As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which will vest on each of 12/08/23 and 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,358.5775 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, 3,472.5707 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 3,274.9615 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
表 II 有 1 筆交易的價格引用這則附註。
備註
The reported transaction occurred pursuant to a trading plan adopted on 06/07/23.