Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2023/8/29 申報
- 申報編號
- 0001062993-23-017215
- 申報時間
- 2023/8/29
- 交易日
- 2023/8/25-8/28
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 10 筆非衍生性交易。公開市場賣出合計 $564.6 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/25 | Common Stock | S賣出處分 | −3,259 | $220.53F3 | −$718,707.27 | 11,580,520 | 直接 | |
| 2023/8/25 | Common Stock | S賣出處分 | −8,293 | $221.37F4 | −$1,835,821.41 | 11,572,227 | 直接 | |
| 2023/8/25 | Common Stock | S賣出處分 | −1,098 | $222.15F5 | −$243,920.7 | 11,571,129 | 直接 | |
| 2023/8/28 | Common Stock | S賣出處分 | −220 | $221.54F6 | −$48,738.8 | 11,570,909 | 直接 | |
| 2023/8/28 | Common Stock | S賣出處分 | −2,030 | $222.62F7 | −$451,918.6 | 11,568,879 | 直接 | |
| 2023/8/28 | Common Stock | S賣出處分 | −1,888 | $223.60F8 | −$422,156.8 | 11,566,991 | 直接 | |
| 2023/8/28 | Common Stock | S賣出處分 | −1,322 | $224.72F9 | −$297,079.84 | 11,565,669 | 直接 | |
| 2023/8/28 | Common Stock | S賣出處分 | −4,049 | $225.91F10 | −$914,709.59 | 11,561,620 | 直接 | |
| 2023/8/28 | Common Stock | S賣出處分 | −2,781 | $226.77F11 | −$630,647.37 | 11,558,839 | 直接 | |
| 2023/8/28 | Common Stock | S賣出處分 | −360 | $227.47F12 | −$81,889.2 | 11,558,479 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The transaction was executed in multiple trades at prices ranging from $219.9500 to $220.9400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $220.9500 to $221.9200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $222.0450 to $222.3200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $221.1000 to $221.9100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $222.1200 to $223.0875. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $223.2750 to $224.2550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $224.3000 to $225.2200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades at prices ranging from $225.3500 to $226.3000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The transaction was executed in multiple trades at prices ranging from $226.3700 to $227.2800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The transaction was executed in multiple trades at prices ranging from $227.3800 to $227.7100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。