Mansueto Joseph D 的 Form 4 申報

Morningstar, Inc.（MORN），2023/8/15 申報

申報編號: 0001062993-23-016505
申報時間: 2023/8/15
交易日: 2023/8/11-8/14
申報延遲: 4 天
10b5-1 計畫: 有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $190.8 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Mansueto Joseph DCIK 0001324069	董事、高階主管（執行董事長）、持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2023/8/11	Common Stock	S賣出處分	−1,361	$218.57^F2	−$297,473.77	11,250,036	直接
2023/8/11	Common Stock	S賣出處分	−3,279	$219.54^F3	−$719,871.66	11,246,757	直接
2023/8/11	Common Stock	S賣出處分	−1,010	$220.15^F4	−$222,351.5	11,245,747	直接
2023/8/14	Common Stock	S賣出處分	−3,050	$219.04^F5	−$668,072	11,242,697	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The transaction was executed in multiple trades at prices ranging from $217.9800 to $218.8625. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

The transaction was executed in multiple trades at prices ranging from $218.9850 to $219.9800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

The transaction was executed in multiple trades at prices ranging from $219.9900 to $220.6200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

The transaction was executed in multiple trades at prices ranging from $218.9900 to $219.2800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）