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Mansueto Joseph D 的 Form 4 申報

Morningstar, Inc.(MORN),2023/8/7 申報

申報編號
0001062993-23-015934
申報時間
2023/8/7
交易日
2023/8/3-8/4
申報延遲
4 天
10b5-1 計畫
有勾選

這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $235.4 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Mansueto Joseph DCIK 0001324069董事、高階主管(執行董事長)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/8/3Common StockS賣出處分−2,173$223.88F2−$486,491.2411,286,237直接
2023/8/3Common StockS賣出處分−6,964$225.37F3−$1,569,476.6811,279,273直接
2023/8/3Common StockS賣出處分−340$226.13F4−$76,884.211,278,933直接
2023/8/4Common StockS賣出處分−983$224.68F5−$220,860.4411,277,950直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

The transaction was executed in multiple trades at prices ranging from $223.7000 to $224.6800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

The transaction was executed in multiple trades at prices ranging from $224.8600 to $225.8300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

The transaction was executed in multiple trades at prices ranging from $225.9300 to $226.2400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

The transaction was executed in multiple trades at prices ranging from $224.4100 to $225.3200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)