Rothman Irv 的 Form 4 申報
Hewlett Packard Enterprise Co（HPE），2022/9/13 申報
- 申報編號
- 0001062993-22-019519
- 申報時間
- 2022/9/13
- 交易日
- 2022/1/7-9/9
- 申報延遲
- 249 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 1 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $93.5 萬。交易後 249 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothman IrvCIK 0001733072 | 高階主管（Pres & CEO Financial Services） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/9 | Common Stock | S賣出處分 | −70,115 | $13.33F2 | −$934,632.95 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.30 to $13.39. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
As previously reported, on 12/10/19 the reporting person was granted 34,722 Restricted Stock Units ("RSUs"), 11,574 of which vested on 12/10/20, 11,061 of which vested on 12/10/21, and 11,062 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 77.4921 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 82.4497 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 100.6399 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
表 II 有 1 筆交易的價格引用這則附註。
- F5
As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 220.9667 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 235.1031 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 286.9719 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
表 II 有 1 筆交易的價格引用這則附註。
- F6
As previously reported, on 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 398.5429 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 424.0398 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 517.5921 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
表 II 有 1 筆交易的價格引用這則附註。