Prime Movers Lab Fund I LP 的 Form 4/A 修正申報
修正Heliogen, Inc.（HLGN），2022/7/12 申報
- 申報編號
- 0001062993-22-016241
- 申報時間
- 2022/7/12 11:36 ET
- 交易日
- 2022/6/28-6/30
- 申報延遲
- 14 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/6/30
這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $619.2 萬。交易後 14 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Prime Movers Lab Fund I LPCIK 0001751631 | 持股 10% 以上大股東 |
| Heliogen PML SPV 1 LPCIK 0001839170 | 持股 10% 以上大股東 |
| Sloss DakinCIK 0001875411 | 持股 10% 以上大股東 |
| Prime Movers Lab GP I LLCCIK 0001937419 | 持股 10% 以上大股東 |
| Prime Movers Lab GP II LLCCIK 0001937460 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This amendment is filed solely to correct the source of the shares reported as sold and to correct a technical error that caused the omission of Prime Movers Lab GP I LLC ("PML GP") and Prime Movers Lab GP II LLC ("PML GP II") as reporting persons.
- F2
Held by Prime Movers Lab Fund I LP ("PML"). PML GP is the general partner of PML.
- F3
Held by Heliogen PML SPV 1 LP ("Heliogen PML"). PML GP II is the general partner of Heliogen PML.
- F4
Dakin Sloss is the manager of PML GP and PML GP II and as a result may be deemed to have or share beneficial ownership the securities held by PML and Heliogen PML. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein.
- F5
The price of $2.8162 per share represents a weighted average of purchase prices ranging from $2.485 to $3.13 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price of $2.0243 per share represents a weighted average of purchase prices ranging from $1.96 to $2.63 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price of $1.9918 per share represents a weighted average of purchase prices ranging from $1.86 to $2.21 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。