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Black Thomas E Jr 的 Form 4 申報

Hewlett Packard Enterprise Co(HPE),2022/6/9 申報

申報編號
0001062993-22-014591
申報時間
2022/6/9
交易日
2022/1/7-6/7
申報延遲
153 天遲報
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 4 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $43.3 萬。交易後 153 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Black Thomas E JrCIK 0001812397高階主管(EVP, GM, Storage)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/6/7Common StockM行使選擇權取得+11,348$12.36+$140,261.2811,348直接
2022/6/7Common StockS賣出處分−11,348$15.26F1−$173,170.480直接
2022/6/7Common StockM行使選擇權取得+16,999$8.83+$150,101.1716,999直接
2022/6/7Common StockS賣出處分−16,999$15.26F1−$259,404.740直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2022/6/7Common StockM行使選擇權處分−11,348$0.00$00直接
2022/6/7Common StockM行使選擇權處分−16,999$0.00$00直接
2022/1/7Common StockA公司授予取得+243.41–F5–18,407.41直接
2022/1/7Common StockA公司授予取得+596.48–F6–43,251.48直接
2022/1/7Common StockA公司授予取得+1,410.14–F7–98,939.14直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.260-$15.2650. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

表 I 有 2 筆交易的價格引用這則附註。

F5

As previously reported, on 12/10/19, the reporting person was granted 50,505 Restricted Stock Units ("RSUs"), 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.9335 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 125.4783 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

表 II 有 1 筆交易的價格引用這則附註。

F6

As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 288.9947 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 307.4832 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

表 II 有 1 筆交易的價格引用這則附註。

F7

As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 726.9242 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

表 II 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)