May Alan Richard 的 Form 4 申報
Hewlett Packard Enterprise Co（HPE），2022/6/7 申報
- 申報編號
- 0001062993-22-014471
- 申報時間
- 2022/6/7
- 交易日
- 2022/1/7-6/3
- 申報延遲
- 151 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 2 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $142.8 萬。交易後 151 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| May Alan RichardCIK 0001656207 | 高階主管（執行副總裁、人資長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/3 | Common Stock | M行使選擇權取得 | +94,705 | $10.48 | +$992,508.4 | 405,205 | 直接 | |
| 2022/6/3 | Common Stock | S賣出處分 | −94,705 | $15.08F2 | −$1,428,151.4 | 310,500 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.0200 to $15.1250. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 212.1751 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 225.7491 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.
表 II 有 1 筆交易的價格引用這則附註。
- F5
As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 607.43960 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 646.30060 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.
表 II 有 1 筆交易的價格引用這則附註。
- F6
As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 740.15410 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 787.50560 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.
表 II 有 1 筆交易的價格引用這則附註。