Kriger Adam M. 的 Form 4 申報
Funko, Inc.（FNKO），2022/5/20 申報
- 申報編號
- 0001062993-22-013185
- 申報時間
- 2022/5/20
- 交易日
- 2022/5/18-5/19
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2.63 億。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Kriger Adam M.CIK 0001719491 | 其他：Former Director |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/18 | Class A Common Stock | M行使選擇權取得 | +5,900 | $5.80 | +$34,220 | 5,900 | 直接 | |
| 2022/5/19 | Class A Common Stock | C轉換取得 | +5,289,174 | –F3 | – | 5,289,174 | 間接 | |
| 2022/5/19 | Class A Common Stock | S賣出處分 | −5,289,174 | $21.00 | −$111,072,654 | 0 | 間接 | |
| 2022/5/19 | Class A Common Stock | S賣出處分 | −2,763,898 | $21.00 | −$58,041,858 | 690,974 | 間接 | |
| 2022/5/19 | Class A Common Stock | S賣出處分 | −1,165,388 | $21.00 | −$24,473,148 | 291,347 | 間接 | |
| 2022/5/19 | Class A Common Stock | S賣出處分 | −3,253,617 | $21.00 | −$68,325,957 | 813,404 | 間接 | |
| 2022/5/19 | Class A Common Stock | S賣出處分 | −15,750 | $21.00 | −$330,750 | 3,938 | 間接 | |
| 2022/5/19 | Class B Common Stock | D交回公司處分 | −5,289,174 | –F8 | – | 1,322,293 | 間接 | |
| 2022/5/19 | Class A Common Stock | S賣出處分 | −4,720 | $21.00 | −$99,120 | 1,180 | 直接 | |
| 2022/5/19 | Class A Common Stock | C轉換取得 | +23,292 | –F3 | – | 23,292 | 直接 | |
| 2022/5/19 | Class A Common Stock | S賣出處分 | −23,292 | $21.00 | −$489,132 | 0 | 直接 | |
| 2022/5/19 | Class B Common Stock | D交回公司處分 | −14,557 | –F8 | – | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Represents the redemption by the Issuer of common units of Funko Acquisition Holdings, L.L.C. in exchange for newly-issued shares of Class A common stock on a one-for-one basis.
表 I 有 2 筆交易的價格引用這則附註。
- F8
Reflects the cancellation for no consideration of a number of shares of Class B common stock equal to the number of common units of Funko Acquisition Holdings, L.L.C. redeemed by the Issuer pursuant to their terms in connection with the redemption, except for 8,735 common units granted to Mr. Kriger in connection with his services as a director of Funko Acquisition Holdings, L.L.C. for which an equivalent number of Class B common stock were not issued.
表 I 有 2 筆交易的價格引用這則附註。
- F11
At the request of the holder, the common units may be redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each common unit redeemed.
表 II 有 2 筆交易的價格引用這則附註。