Considine Terry 的 Form 4/A 修正申報
修正Apartment Income REIT Corp.AIRC，2022/1/12 申報
- 申報編號
- 0001062993-22-000970
- 申報時間
- 2022/1/12
- 交易日
- 2021/12/31
- 申報延遲
- 12 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/1/3
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 4 筆交易。公開市場賣出合計 $551.6 萬。交易後 12 天申報。
這份修正申報重述了 0001062993-22-000007（2022/1/3 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Considine TerryCIK 0001229384 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/31 | Class A Common Stock | S賣出處分 | −26,108 | $55.00F3 | −$1,435,940 | 3,469 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001062993-22-000007（2022/1/3 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/29 | Class A Common Stock | S賣出處分 | −20,000 | $54.31F2 | −$1,086,132 | 49,577 | 直接 | |
| 2021/12/30 | Class A Common Stock | S賣出處分 | −20,000 | $54.64F3 | −$1,092,822 | 29,577 | 直接 | |
| 2021/12/30 | Class A Common Stock | S賣出處分 | −17,500 | $54.53F8 | −$954,317 | 17,224 | 間接 | |
| 2021/12/31 | Class A Common Stock | S賣出處分 | −17,224 | $54.97F10 | −$946,777.44 | 0 | 間接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F2
This price is a weighted average price. The price at which the shares were actually sold ranged from $53.86 to $54.81. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price is a weighted average price. The price at which the shares were actually sold ranged from $54.39 to $54.90. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This price is a weighted average price. The price at which the shares were actually sold ranged from $54.41 to $54.64. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This price is a weighted average price. The price at which the shares were actually sold ranged from $54.71 to $55.17. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Taking into account the transaction reported on this form, Mr. Considine has an overall equity stake in the company of 6,469,878 shares, partnership units, and options, the details of which are more fully described in footnotes 4, 5, and 6 below.
- F2
Due to an error by the reporting person's broker, incomplete trade data was provided prior to the Form 4 due date. This amendment is being filed to correct the broker's error. Specifically, the broker initially reported 15,001 shares sold at a weighted average price of $54.9626, which sales were timely reported by the reporting person on a Form 4 filed January 3, 2022. Upon review, and after timely filing the Form 4, the broker identified that the number of shares sold was 26,108 at a weighted average price of $54.9997. The price range of the sales remained unchanged (see footnote 3).
- F3
This price is a weighted average price. The price at which the shares were actually sold ranged from $54.73 to $55.19. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The reporting person holds 3,469 shares directly and 16,000 in a trust for which the reporting person disclaims beneficial ownership. In addition, the reporting person holds 2,160,007 common partnership units and equivalents in Apartment Income REIT, L.P. ("OP Units"). The 2,160,007 OP Units include 270,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), an entity for which the reporting person serves as the general partner and holds a 0.5% interest, and 118,148 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. In addition, the reporting person holds 114,768 LTIP Units (which are the equivalent of OP Units) and 413,231 LTIP II Units.
- F5
In addition to the 3,469 shares held directly, the reporting person holds 3,011,846 unvested partnership units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units.
- F6
In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable.
備註
The purposes of the dispositions reported were to repay bank debt incurred primarily with respect to (i) taxes and tax planning due to non-cash income recognized in 2020 and 2021 and (ii) funding continuing charitable commitments.