Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/12/15 申報
- 申報編號
- 0001062993-21-012924
- 申報時間
- 2021/12/15
- 交易日
- 2021/12/13-12/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $638.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/13 | Common Stock | S賣出處分 | −1,404 | $322.59F2 | −$452,916.36 | 13,228,807 | 直接 | |
| 2021/12/13 | Common Stock | S賣出處分 | −4,108 | $323.52F3 | −$1,329,020.16 | 13,224,699 | 直接 | |
| 2021/12/13 | Common Stock | S賣出處分 | −2,582 | $324.49F4 | −$837,833.18 | 13,222,117 | 直接 | |
| 2021/12/13 | Common Stock | S賣出處分 | −1,183 | $325.44F5 | −$384,995.52 | 13,220,934 | 直接 | |
| 2021/12/14 | Common Stock | S賣出處分 | −1,266 | $322.80F6 | −$408,664.8 | 13,219,668 | 直接 | |
| 2021/12/14 | Common Stock | S賣出處分 | −3,778 | $323.90F7 | −$1,223,694.2 | 13,215,890 | 直接 | |
| 2021/12/14 | Common Stock | S賣出處分 | −3,311 | $324.81F8 | −$1,075,445.91 | 13,212,579 | 直接 | |
| 2021/12/14 | Common Stock | S賣出處分 | −2,064 | $325.72F9 | −$672,286.08 | 13,210,515 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $321.96 to $322.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $323.00 to $323.93 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $324.02 to $325.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $325.06 to $325.99 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $322.33 to $323.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $323.355 to $324.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $324.46 to $325.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $325.46 to $326.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。