MacDonald Neil B 的 Form 4 申報

Hewlett Packard Enterprise Co（HPE），2021/12/13 申報

申報編號: 0001062993-21-012831
申報時間: 2021/12/13
交易日: 2021/12/9-12/13
申報延遲: 4 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 13 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $25.0 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
MacDonald Neil BCIK 0001812556	高階主管（SVP, GM of Compute）

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2021/12/10	Common Stock	M行使選擇權取得	+8,236	$15.21	+$125,269.56	36,227.7	直接
2021/12/10	Common Stock	F扣股繳稅處分	−2,849	$15.21	−$43,333.29	33,378.7	直接
2021/12/10	Common Stock	M行使選擇權取得	+902	$15.21	+$13,719.42	34,280.7	直接
2021/12/10	Common Stock	F扣股繳稅處分	−312	$15.21	−$4,745.52	33,968.7	直接
2021/12/10	Common Stock	M行使選擇權取得	+11,574	$15.21	+$176,040.54	45,542.7	直接
2021/12/10	Common Stock	F扣股繳稅處分	−4,003	$15.21	−$60,885.63	41,539.7	直接
2021/12/10	Common Stock	M行使選擇權取得	+914	$15.21	+$13,901.94	42,453.7	直接
2021/12/10	Common Stock	F扣股繳稅處分	−317	$15.21	−$4,821.57	42,136.7	直接
2021/12/10	Common Stock	M行使選擇權取得	+20,627	$15.21	+$313,736.67	62,763.7	直接
2021/12/10	Common Stock	F扣股繳稅處分	−7,133	$15.21	−$108,492.93	55,630.7	直接
2021/12/10	Common Stock	M行使選擇權取得	+702	$15.21	+$10,677.42	56,332.7	直接
2021/12/10	Common Stock	F扣股繳稅處分	−243	$15.21	−$3,696.03	56,089.7	直接
2021/12/13	Common Stock	S賣出處分	−16,486	$15.17	−$250,092.62	39,603.7	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式
2021/12/10	Common Stock	M行使選擇權處分	−8,236	–^F2	–	0	直接
2021/12/10	Common Sstock	M行使選擇權處分	−11,574	–^F3	–	12,487	直接
2021/12/10	Common Stock	M行使選擇權處分	−20,627	–^F4	–	42,655	直接
2021/12/9	Common Stock	A公司授予取得	+97,529	–^F5	–	97,529	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 902 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1250 due to fractional rounding of the dividend.

表 II 有 1 筆交易的價格引用這則附註。

As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 914 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3866 due to fractional rounding of the dividend.

表 II 有 1 筆交易的價格引用這則附註。

As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.16530 due to fractional rounding of the dividend.

表 II 有 1 筆交易的價格引用這則附註。

On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

表 II 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）