Miotto Neil 的 Form 4 申報
Kaleyra, Inc.（KLR），2021/7/2 申報
- 申報編號
- 0001062993-21-006311
- 申報時間
- 2021/7/2
- 交易日
- 2017/12/7-2021/3/17
- 申報延遲
- 1,303 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、7 筆衍生性交易。公開市場買進合計 $362.4 萬。交易後 1303 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Miotto NeilCIK 0001390808 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2017/12/7 | Common Stock | P買進取得 | +356,000 | $10.00F1 | +$3,560,000 | 3,212,607 | 間接 | |
| 2018/1/9 | Common Stock | P買進取得 | +6,368 | $10.00F1 | +$63,680 | 3,218,975 | 間接 | |
| 2019/8/9 | Common Stock | J其他處分 | −799,600 | –F4 | – | 2,419,375 | 間接 | |
| 2019/8/9 | Common Stock | J其他取得 | +607,056 | –F4 | – | 607,056 | 間接 | |
| 2019/10/11 | Common Stock | J其他處分 | −91,347 | –F4 | – | 2,328,028 | 間接 | |
| 2019/10/11 | Common Stock | J其他取得 | +69,352 | –F4 | – | 676,408 | 間接 | |
| 2019/11/12 | Common Stock | J其他處分 | −51,750 | –F4 | – | 2,276,278 | 間接 | |
| 2019/11/12 | Common Stock | J其他取得 | +39,289 | –F4 | – | 715,697 | 間接 | |
| 2019/11/25 | Common Stock | M行使選擇權取得 | +36,237 | –F8 | – | 2,312,515 | 間接 | |
| 2020/12/1 | Common Stock | J其他處分 | −1,876,612 | $0.00 | $0 | 435,903 | 間接 | |
| 2020/12/1 | Common Stock | J其他處分 | −715,697 | $0.00 | $0 | 0 | 間接 | |
| 2021/3/17 | Common Stock | J其他處分 | −435,903 | $0.00 | $0 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2017/12/7 | Common Stock | P買進取得 | +267,000 | $10.00F1 | +$2,670,000 | 267,000 | 間接 | |
| 2017/12/7 | Common Stock | P買進取得 | +35,600 | $10.00F1 | +$3,560,000 | 356,000 | 間接 | |
| 2018/1/9 | Common Stock | P買進取得 | +4,776 | $10.00F1 | +$47,760 | 271,776 | 間接 | |
| 2018/1/9 | Common Stock | P買進取得 | +637 | $10.00F1 | +$63,700 | 362,370 | 間接 | |
| 2019/11/25 | Common Stock | M行使選擇權取得 | +36,237 | $10.00F1 | +$3,623,700 | 0 | 間接 | |
| 2021/2/11 | Common Stock | J其他處分 | −271,776 | $0.00 | $0 | 0 | 間接 | |
| 2021/2/11 | Common Stock | J其他取得 | +17,666 | $0.00 | $0 | 17,666 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
$10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock, (ii) 3/4ths of a Private Warrant exercisable at price of $11.50 per whole share of Common Stock, and (iii) one Private Right which entitles the holder to receive 1/10th of one share of Common Stock upon the consummation of the Company's business combination.
表 I 有 2 筆、表 II 有 5 筆交易的價格引用這則附註。
- F4
As reported by GigCapital, Inc. ("GigCapital") in its Current Report on Form 8-K as filed with the SEC on August 12, 2019, in connection with the assumption of the obligation to fund additional extension note payments for the third and fourth extension, and the additional working capital needs of GigCapital, a portion of the Common Shares held by the Sponsor were transferred to the three other Founders (as defined in such Form 8-K), GigFounders, and certain other members of the Sponsor.
表 I 有 6 筆交易的價格引用這則附註。
- F8
As previously disclosed, the private rights entitled the holder to receive 1/10th of a share of Common Stock upon consummation of the Company's initial business combination without paying any additional consideration.
表 I 有 1 筆交易的價格引用這則附註。