Kaye Mark 的 Form 4 申報
Moodys Corp（MCO），2023/8/8 申報
- 申報編號
- 0001059556-23-000056
- 申報時間
- 2023/8/8
- 交易日
- 2023/8/7
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 11 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $516.8 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Kaye MarkCIK 0001748691 | 高階主管（執行副總裁、財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/7 | Common Stock | S賣出處分 | −3,832 | $341.10F1 | −$1,307,095.2 | 4,447 | 直接 | |
| 2023/8/7 | Common Stock | M行使選擇權取得 | +1,741 | $173.58 | +$302,202.78 | 6,188 | 直接 | |
| 2023/8/7 | Common Stock | S賣出處分 | −1,741 | $341.22F2 | −$594,064.02 | 4,447 | 直接 | |
| 2023/8/7 | Common Stock | M行使選擇權取得 | +3,470 | $280.42 | +$973,057.4 | 7,917 | 直接 | |
| 2023/8/7 | Common Stock | S賣出處分 | −3,470 | $340.88F3 | −$1,182,853.6 | 4,447 | 直接 | |
| 2023/8/7 | Common Stock | M行使選擇權取得 | +714 | $277.05 | +$197,813.7 | 5,161 | 直接 | |
| 2023/8/7 | Common Stock | S賣出處分 | −714 | $341.04 | −$243,502.56 | 4,447 | 直接 | |
| 2023/8/7 | Common Stock | M行使選擇權取得 | +3,857 | $276.84 | +$1,067,771.88 | 8,304 | 直接 | |
| 2023/8/7 | Common Stock | S賣出處分 | −3,857 | $340.81F4 | −$1,314,504.17 | 4,447 | 直接 | |
| 2023/8/7 | Common Stock | M行使選擇權取得 | +1,544 | $325.99 | +$503,328.56 | 5,991 | 直接 | |
| 2023/8/7 | Common Stock | S賣出處分 | −1,544 | $340.89 | −$526,334.16 | 4,447 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/7 | Common Stock | M行使選擇權處分 | −1,741 | $0.00 | $0 | 0 | 直接 | |
| 2023/8/7 | Common Stock | M行使選擇權處分 | −3,470 | $0.00 | $0 | 0 | 直接 | |
| 2023/8/7 | Common Stock | M行使選擇權處分 | −714 | $0.00 | $0 | 0 | 直接 | |
| 2023/8/7 | Common Stock | M行使選擇權處分 | −3,857 | $0.00 | $0 | 0 | 直接 | |
| 2023/8/7 | Common Stock | M行使選擇權處分 | −1,544 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.080 - $341.195. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.170 - $341.280. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8701 - $341.060. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8001 - $340.990. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。