Cannell Capital LLC 的 Form 4/A 修正申報
修正Build-A-Bear Workshop Inc（BBW），2022/11/10 申報
- 申報編號
- 0001058854-22-000037
- 申報時間
- 2022/11/10
- 交易日
- 2022/11/7-11/9
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/11/9
這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $99.3 萬。交易後 3 天申報。
這份修正申報取代了 0001058854-22-000036（2022/11/9 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Cannell Capital LLCCIK 0001058854 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/7 | Build-A-Bear Workshop, Inc. Common Stock | S賣出處分 | −25,000 | $17.67 | −$441,750 | 1,642,034 | 間接 | |
| 2022/11/8 | Build-A-Bear Workshop, Inc. Common Stock | S賣出處分 | −25,000 | $17.48 | −$437,000 | 1,617,034 | 間接 | |
| 2022/11/9 | Build-A-Bear Workshop, Inc. Common Stock | S賣出處分 | −6,732 | $16.96 | −$114,174.72 | 1,610,302 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
As of November 9, 2022, Tonga Partners, LP, Tristan Partners, LP, and Tristan Offshore Fund, Ltd., and sundry separately-managed accounts advised by Cannell Capital LLC (collectively the "Cannell Investment Vehicles") owned in the aggregate 1,610,302 shares of the common stock of Build-A-Bear Workshop, Inc.
- F2
Cannell Capital LLC acts as the general partner of and investment adviser to Tonga Partners, LP, and Tristan Partners, L.P. and as the investment adviser to the Tristan Offshore Fund, Ltd and the sundry separately-managed accounts. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. As such, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of Build-A-Bear Workshop, Inc. held by the Cannell Investment Vehicles. Thus, for the purposes of Reg. Section 240.13d-3, as of April November 9, 2022, Mr. Cannell beneficially owns 1,610,302 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Cannell Investment Vehicles, if any.
- F3
Cannell Capital LLC files this Form 4 Amendment to correct its November 9, 2022 Form 4 filing which incorrectly used the P Transaction Code for the November 9, 2022 disposal of 6,732 shares. The correct Transaction Code for the November 9, 2022 disposal is S.