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Gendell Jeffrey L Et Al 的 Form 4 申報

IES Holdings, Inc.（IESC），2025/9/12 申報

申報編號
0001048268-25-000124
申報時間
2025/9/12 17:00 ET
交易日
2025/9/10-9/12
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 20 筆非衍生性交易。公開市場賣出合計 $3,004 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Gendell Jeffrey L Et AlCIK 0000948904董事、高階主管（執行董事長）、持股 10% 以上大股東
Tontine Management LLCCIK 0001268959持股 10% 以上大股東
Tontine Capital Management LLCCIK 0001272374持股 10% 以上大股東
Tontine Capital Partners L PCIK 0001276922持股 10% 以上大股東
Tontine Capital Overseas GP, LLCCIK 0001409490持股 10% 以上大股東
Tontine Capital Overseas Master Fund II, L.P.CIK 0001482608持股 10% 以上大股東
Tontine Asset Associates, L.L.C.CIK 0001482609持股 10% 以上大股東
Tontine Associates, LLCCIK 0001491514持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/9/10Common Stock, par value $0.01 per shareS賣出處分−20,495$367.24F1−$7,526,583.810,836,033間接
2025/9/10Common Stock, par value $0.01 per shareS賣出處分−9,505$372.24F7−$3,538,141.210,826,528間接
2025/9/10Common Stock, par value $0.01 per shareS賣出處分−433$375.87F8−$162,751.7110,826,095間接
2025/9/10Common Stock, par value $0.01 per shareS賣出處分−1,884$377.32F9−$710,870.8810,824,211間接
2025/9/10Common Stock, par value $0.01 per shareS賣出處分−3,331$378.11F10−$1,259,484.4110,820,880間接
2025/9/10Common Stock, par value $0.01 per shareS賣出處分−5,679$379.12F11−$2,153,022.4810,815,201間接
2025/9/10Common Stock, par value $0.01 per shareS賣出處分−7,329$380.21F12−$2,786,559.0910,807,872間接
2025/9/10Common Stock, par value $0.01 per shareS賣出處分−4,169$381.22F13−$1,589,306.1810,803,703間接
2025/9/10Common Stock, par value $0.01 per shareS賣出處分−1,275$381.95F14−$486,986.2510,802,428間接
2025/9/10Common Stock, par value $0.01 per shareS賣出處分−400$383.39F15−$153,35610,802,028間接
2025/9/10Common Stock, par value $0.01 per shareS賣出處分−741$385.28F16−$285,492.4810,801,287間接
2025/9/10Common Stock, par value $0.01 per shareS賣出處分−259$385.88F17−$99,942.9210,801,028間接
2025/9/11Common Stock, par value $0.01 per shareS賣出處分−10,663$378.25F18−$4,033,279.7510,790,365間接
2025/9/11Common Stock, par value $0.01 per shareS賣出處分−6,660$381.64F19−$2,541,722.410,783,705間接
2025/9/11Common Stock, par value $0.01 per shareS賣出處分−40$385.00−$15,40010,783,665間接
2025/9/12Common Stock, par value $0.01 per shareS賣出處分−570$376.57F20−$214,644.910,783,095間接
2025/9/12Common Stock, par value $0.01 per shareS賣出處分−1,727$377.41F21−$651,787.0710,781,368間接
2025/9/12Common Stock, par value $0.01 per shareS賣出處分−4,122$378.45F22−$1,559,970.910,777,246間接
2025/9/12Common Stock, par value $0.01 per shareS賣出處分−7$379.21−$2,654.4710,777,239間接
2025/9/12Common Stock, par value $0.01 per shareS賣出處分−711$380.25F23−$270,357.7510,776,528間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

F1

On September 10, 2025, TCP 2 sold 20,495 shares of Common Stock. These shares were sold in multiple transactions, each at a price of $367.24 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote

表 I 有 1 筆交易的價格引用這則附註。

F7

Also on September 10, 2025, TCP 2 sold 9,505 shares of Common Stock. These shares were sold in multiple transactions, each at a price of $372.24 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F8

Also on September 10, 2025, TCP 2 sold 433 shares of Common Stock at a weighted average price of $375.87 per share. These shares were sold in multiple transactions at prices ranging from $375.52 to $376.34, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F9

Also on September 10, 2025, TCP 2 sold 1,884 shares of Common Stock at a weighted average price of $377.32 per share. These shares were sold in multiple transactions at prices ranging from $376.64 to $377.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F10

Also on September 10, 2025, TCP 2 sold 3,331 shares of Common Stock at a weighted average price of $378.11 per share. These shares were sold in multiple transactions at prices ranging from $377.67 to $378.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F11

Also on September 10, 2025, TCP 2 sold 5,679 shares of Common Stock at a weighted average price of $379.12 per share. These shares were sold in multiple transactions at prices ranging from $378.70 to $379.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F12

Also on September 10, 2025, TCP 2 sold 7,329 shares of Common Stock at a weighted average price of $380.21 per share. These shares were sold in multiple transactions at prices ranging from $379.73 to $380.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F13

Also on September 10, 2025, TCP 2 sold 4,169 shares of Common Stock at a weighted average price of $381.22 per share. These shares were sold in multiple transactions at prices ranging from $380.73 to $381.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F14

Also on September 10, 2025, TCP 2 sold 1,275 shares of Common Stock at a weighted average price of $381.95 per share. These shares were sold in multiple transactions at prices ranging from $381.73 to $382.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F15

Also on September 10, 2025, TCP 2 sold 400 shares of Common Stock at a weighted average price of $383.39 per share. These shares were sold in multiple transactions at prices ranging from $382.88 to $383.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F16

Also on September 10, 2025, TCP 2 sold 741 shares of Common Stock at a weighted average price of $385.28 per share. These shares were sold in multiple transactions at prices ranging from $384.70 to $385.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F17

Also on September 10, 2025, TCP 2 sold 259 shares of Common Stock at a weighted average price of $385.88 per share. These shares were sold in multiple transactions at prices ranging from $385.75 to $385.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F18

On September 11, 2025, TCP 2 sold 10,663 shares of Common Stock at a weighted average price of $378.25 per share. These shares were sold in multiple transactions at prices ranging from $378.24 to $378.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F19

Also on September 11, 2025, TCP 2 sold 6,660 shares of Common Stock at a weighted average price of $381.64 per share. These shares were sold in multiple transactions at prices ranging from $381.35 to $382.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F20

On September 12, 2025, TCP 2 sold 570 shares of Common Stock at a weighted average price of $376.57 per share. These shares were sold in multiple transactions at prices ranging from $376.02 to $376.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F21

Also on September 12, 2025, TCP 2 sold 1,727 shares of Common Stock at a weighted average price of $377.41 per share. These shares were sold in multiple transactions at prices ranging from $377.08 to $378.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F22

Also on September 12, 2025, TCP 2 sold 4,122 shares of Common Stock at a weighted average price of $378.45 per share. These shares were sold in multiple transactions at prices ranging from $378.15 to $379.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F23

Also on September 12, 2025, TCP 2 sold 711 shares of Common Stock at a weighted average price of $380.25 per share. These shares were sold in multiple transactions at prices ranging from $380.24 to $380.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 （在新分頁開啟）