Gendell Jeffrey L Et Al 的 Form 4 申報
IES Holdings, Inc.（IESC），2024/9/16 申報
- 申報編號
- 0001048268-24-000114
- 申報時間
- 2024/9/16 19:03 ET
- 交易日
- 2024/9/12-9/16
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 10 筆非衍生性交易。公開市場賣出合計 $2,392 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gendell Jeffrey L Et AlCIK 0000948904 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
| Tontine Management LLCCIK 0001268959 | 持股 10% 以上大股東 |
| Tontine Capital Management LLCCIK 0001272374 | 持股 10% 以上大股東 |
| Tontine Capital Partners L PCIK 0001276922 | 持股 10% 以上大股東 |
| Tontine Capital Overseas GP, LLCCIK 0001409490 | 持股 10% 以上大股東 |
| Tontine Capital Overseas Master Fund II, L.P.CIK 0001482608 | 持股 10% 以上大股東 |
| Tontine Asset Associates, L.L.C.CIK 0001482609 | 持股 10% 以上大股東 |
| Tontine Associates, LLCCIK 0001491514 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/9/12 | Common Stock, par value $0.01 per share | S賣出處分 | −31,106 | $157.82F1 | −$4,909,148.92 | 11,053,739 | 間接 | |
| 2024/9/12 | Common Stock, par value $0.01 per share | S賣出處分 | −12,372 | $158.69F7 | −$1,963,312.68 | 11,041,367 | 間接 | |
| 2024/9/12 | Common Stock, par value $0.01 per share | S賣出處分 | −4,383 | $160.50F8 | −$703,471.5 | 11,036,984 | 間接 | |
| 2024/9/13 | Common Stock, par value $0.01 per share | S賣出處分 | −33,152 | $158.77F9 | −$5,263,543.04 | 11,003,832 | 間接 | |
| 2024/9/13 | Common Stock, par value $0.01 per share | S賣出處分 | −8,987 | $159.50F10 | −$1,433,426.5 | 10,994,845 | 間接 | |
| 2024/9/13 | Common Stock, par value $0.01 per share | S賣出處分 | −11,166 | $161.19F11 | −$1,799,847.54 | 10,983,679 | 間接 | |
| 2024/9/13 | Common Stock, par value $0.01 per share | S賣出處分 | −10,000 | $162.00 | −$1,620,000 | 10,973,679 | 間接 | |
| 2024/9/13 | Common Stock, par value $0.01 per share | S賣出處分 | −1,487 | $163.30F12 | −$242,827.1 | 10,972,192 | 間接 | |
| 2024/9/16 | Common Stock, par value $0.01 per share | S賣出處分 | −32,378 | $160.00F13 | −$5,180,480 | 10,939,814 | 間接 | |
| 2024/9/16 | Common Stock, par value $0.01 per share | S賣出處分 | −4,969 | $161.53F14 | −$802,642.57 | 10,934,845 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On September 12, 2024, TCP 2 (as defined herein) sold 31,106 shares of Common Stock at a weighted average price of $157.82 per share. These shares were sold in multiple transactions at prices ranging from $157.50 to $158.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Also on September 12, 2024, TCP 2 sold 12,372 shares of Common Stock at a weighted average price of $158.69 per share. These shares were sold in multiple transactions at prices ranging from $158.50 to $159.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Also on September 12, 2024, TCP 2 sold 4,383 shares of Common Stock at a weighted average price of $160.50 per share. These shares were sold in multiple transactions at prices ranging from $160.50 to $160.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
On September 13, 2024, TCP 2 sold 33,152 shares of Common Stock at a weighted average price of $158.77 per share. These shares were sold in multiple transactions at prices ranging from $158.50 to $159.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Also on September 13, 2024, TCP 2 sold 8,987 shares of Common Stock at a weighted average price of $159.50 per share. These shares were sold in multiple transactions at prices ranging from $159.50 to $160.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Also on September 13, 2024, TCP 2 sold 11,166 shares of Common Stock at a weighted average price of $161.19 per share. These shares were sold in multiple transactions at prices ranging from $161.00 to $161.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Also on September 13, 2024, TCP 2 sold 1,487 shares of Common Stock at a weighted average price of $163.30 per share. These shares were sold in multiple transactions at prices ranging from $163.14 to $163.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F13
On September 16, 2024, TCP 2 sold 32,378 shares of Common Stock at a weighted average price of $160.00 per share. These shares were sold in multiple transactions at prices ranging from $159.74 to $160.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Also on September 16, 2024, TCP 2 sold 4,969 shares of Common Stock. These shares were sold in multiple transactions, each at a price of $161.53 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
表 I 有 1 筆交易的價格引用這則附註。