Huang Jen Hsun 的 Form 4 申報
NVIDIA Corp（NVDA），2023/9/13 申報
- 申報編號
- 0001045810-23-000196
- 申報時間
- 2023/9/13
- 交易日
- 2023/9/13
- 申報延遲
- 當天
- 10b5-1 計畫
- 有勾選
這份申報列了 14 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,348 萬。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Huang Jen HsunCIK 0001197649 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/13 | Common Stock | M行使選擇權取得 | +29,688 | $4.00 | +$118,752 | 7,948,563 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −200 | $445.58F2 | −$89,116 | 7,948,363 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −400 | $447.51F3 | −$179,004 | 7,947,963 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −1,000 | $448.79F4 | −$448,790 | 7,946,963 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −2,100 | $449.93F5 | −$944,853 | 7,944,863 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −1,600 | $451.13F6 | −$721,808 | 7,943,263 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −3,900 | $452.18F7 | −$1,763,502 | 7,939,363 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −3,939 | $453.18F8 | −$1,785,076.02 | 7,935,424 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −3,918 | $454.19F9 | −$1,779,516.42 | 7,931,506 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −3,990 | $455.12F10 | −$1,815,928.8 | 7,927,516 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −3,532 | $456.44F11 | −$1,612,146.08 | 7,923,984 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −3,109 | $457.38F12 | −$1,421,994.42 | 7,920,875 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −1,600 | $458.22F13 | −$733,152 | 7,919,275 | 直接 | |
| 2023/9/13 | Common Stock | S賣出處分 | −400 | $459.01F14 | −$183,604 | 7,918,875 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/13 | Common Stock | M行使選擇權處分 | −29,688 | $0.00 | $0 | 148,434 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $445.48 to $445.67. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $447.05 to $447.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $448.24 to $449.20. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $449.48 to $450.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $450.54 to $451.52. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $451.66 to $452.63. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $452.67 to $453.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $453.73 to $454.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents weighted average sales price. The shares were sold at prices ranging from $454.73 to $455.70. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents weighted average sales price. The shares were sold at prices ranging from $455.85 to $456.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Represents weighted average sales price. The shares were sold at prices ranging from $456.88 to $457.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Represents weighted average sales price. The shares were sold at prices ranging from $457.96 to $458.79. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Represents weighted average sales price. The shares were sold at prices ranging from $458.97 to $459.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
This is the second of two Form 4s being filed for the same Reporting Person for transactions made on September 12, 2023 and September 13, 2023.