Huang Jen Hsun 的 Form 4 申報
NVIDIA Corp（NVDA），2023/9/13 申報
- 申報編號
- 0001045810-23-000195
- 申報時間
- 2023/9/13
- 交易日
- 2023/9/12
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 11 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,342 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Huang Jen HsunCIK 0001197649 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/12 | Common Stock | M行使選擇權取得 | +29,688 | $4.00 | +$118,752 | 7,948,563 | 直接 | |
| 2023/9/12 | Common Stock | S賣出處分 | −400 | $446.19F2 | −$178,476 | 7,948,163 | 直接 | |
| 2023/9/12 | Common Stock | S賣出處分 | −200 | $446.97F3 | −$89,394 | 7,947,963 | 直接 | |
| 2023/9/12 | Common Stock | S賣出處分 | −3,764 | $448.96F4 | −$1,689,885.44 | 7,944,199 | 直接 | |
| 2023/9/12 | Common Stock | S賣出處分 | −2,500 | $449.89F5 | −$1,124,725 | 7,941,699 | 直接 | |
| 2023/9/12 | Common Stock | S賣出處分 | −3,571 | $450.84F6 | −$1,609,949.64 | 7,938,128 | 直接 | |
| 2023/9/12 | Common Stock | S賣出處分 | −6,948 | $451.90F7 | −$3,139,801.2 | 7,931,180 | 直接 | |
| 2023/9/12 | Common Stock | S賣出處分 | −3,864 | $452.94F8 | −$1,750,160.16 | 7,927,316 | 直接 | |
| 2023/9/12 | Common Stock | S賣出處分 | −5,200 | $453.80F9 | −$2,359,760 | 7,922,116 | 直接 | |
| 2023/9/12 | Common Stock | S賣出處分 | −1,841 | $454.91F10 | −$837,489.31 | 7,920,275 | 直接 | |
| 2023/9/12 | Common Stock | S賣出處分 | −1,400 | $455.90F11 | −$638,260 | 7,918,875 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/12 | Common Stock | M行使選擇權處分 | −29,688 | $0.00 | $0 | 178,122 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $445.62 to $446.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $446.83 to $447.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $448.34 to $449.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $449.35 to $450.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $450.35 to $451.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $451.38 to $452.35. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $452.40 to $453.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $453.42 to $454.38. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents weighted average sales price. The shares were sold at prices ranging from $454.45 to $455.44. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents weighted average sales price. The shares were sold at prices ranging from $455.49 to $456.38. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
This is the first of two Form 4s being filed for the same Reporting Person for transactions made on September 12, 2023 and September 13, 2023.