Huang Jen Hsun 的 Form 4 申報
NVIDIA Corp（NVDA），2023/9/6 申報
- 申報編號
- 0001045810-23-000186
- 申報時間
- 2023/9/6
- 交易日
- 2023/9/6
- 申報延遲
- 當天
- 10b5-1 計畫
- 有勾選
這份申報列了 18 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,400 萬。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Huang Jen HsunCIK 0001197649 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/6 | Common Stock | M行使選擇權取得 | +29,688 | $4.00 | +$118,752 | 7,829,813 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −1,600 | $466.87F2 | −$746,992 | 7,828,213 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −2,846 | $467.67F3 | −$1,330,988.82 | 7,825,367 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −2,900 | $468.66F4 | −$1,359,114 | 7,822,467 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −7,020 | $469.63F5 | −$3,296,802.6 | 7,815,447 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −8,254 | $470.57F6 | −$3,884,084.78 | 7,807,193 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −1,800 | $471.46F7 | −$848,628 | 7,805,393 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −300 | $472.54F8 | −$141,762 | 7,805,093 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −200 | $473.57F9 | −$94,714 | 7,804,893 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −300 | $475.89F10 | −$142,767 | 7,804,593 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −200 | $477.95F11 | −$95,590 | 7,804,393 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −700 | $479.53F12 | −$335,671 | 7,803,693 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −568 | $480.44F13 | −$272,889.92 | 7,803,125 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −600 | $481.71F14 | −$289,026 | 7,802,525 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −1,400 | $482.86F15 | −$676,004 | 7,801,125 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −400 | $483.46F16 | −$193,384 | 7,800,725 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −500 | $484.74F17 | −$242,370 | 7,800,225 | 直接 | |
| 2023/9/6 | Common Stock | S賣出處分 | −100 | $485.44 | −$48,544 | 7,800,125 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/6 | Common Stock | M行使選擇權處分 | −29,688 | $0.00 | $0 | 385,936 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $466.13 to $467.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $467.14 to $468.12. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $468.14 to $469.13. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $469.14 to $470.13. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $470.14 to $471.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $471.15 to $472.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $472.17 to $472.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $473.22 to $473.92 The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents weighted average sales price. The shares were sold at prices ranging from $475.76 to $476.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents weighted average sales price. The shares were sold at prices ranging from $477.86 to $478.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Represents weighted average sales price. The shares were sold at prices ranging from $479.00 to $479.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Represents weighted average sales price. The shares were sold at prices ranging from $480.25 to $480.61. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Represents weighted average sales price. The shares were sold at prices ranging from $481.29 to $482.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
Represents weighted average sales price. The shares were sold at prices ranging from $482.30 to $483.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F16
Represents weighted average sales price. The shares were sold at prices ranging from $483.34 to $483.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F17
Represents weighted average sales price. The shares were sold at prices ranging from $484.43 to $485.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
This is the second of two Form 4s being filed for the same Reporting Person for transactions made on September 1, 2023, September 5, 2023, and September 6, 2023.