Huang Jen Hsun 的 Form 4 申報
NVIDIA Corp（NVDA），2023/9/6 申報
- 申報編號
- 0001045810-23-000185
- 申報時間
- 2023/9/6
- 交易日
- 2023/9/1-9/5
- 申報延遲
- 5 天
- 10b5-1 計畫
- 有勾選
這份申報列了 27 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $2,883 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Huang Jen HsunCIK 0001197649 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/1 | Common Stock | M行使選擇權取得 | +29,688 | $4.00 | +$118,752 | 7,829,813 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −700 | $482.53F3 | −$337,771 | 7,829,113 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −2,674 | $483.33F4 | −$1,292,424.42 | 7,826,439 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −4,634 | $484.41F5 | −$2,244,755.94 | 7,821,805 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −7,605 | $485.29F6 | −$3,690,630.45 | 7,814,200 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −5,575 | $486.31F7 | −$2,711,178.25 | 7,808,625 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −2,600 | $487.28F8 | −$1,266,928 | 7,806,025 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −2,300 | $488.38F9 | −$1,123,274 | 7,803,725 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −1,100 | $489.41F10 | −$538,351 | 7,802,625 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −200 | $490.62F11 | −$98,124 | 7,802,425 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −400 | $491.62F12 | −$196,648 | 7,802,025 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −600 | $492.79F13 | −$295,674 | 7,801,425 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −400 | $494.45F14 | −$197,780 | 7,801,025 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −500 | $495.63F15 | −$247,815 | 7,800,525 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −300 | $496.92F16 | −$149,076 | 7,800,225 | 直接 | |
| 2023/9/1 | Common Stock | S賣出處分 | −100 | $497.82 | −$49,782 | 7,800,125 | 直接 | |
| 2023/9/5 | Common Stock | M行使選擇權取得 | +29,688 | $4.00 | +$118,752 | 7,829,813 | 直接 | |
| 2023/9/5 | Common Stock | S賣出處分 | −100 | $478.97 | −$47,897 | 7,829,713 | 直接 | |
| 2023/9/5 | Common Stock | S賣出處分 | −1,000 | $480.48F17 | −$480,480 | 7,828,713 | 直接 | |
| 2023/9/5 | Common Stock | S賣出處分 | −1,600 | $481.43F18 | −$770,288 | 7,827,113 | 直接 | |
| 2023/9/5 | Common Stock | S賣出處分 | −3,100 | $482.63F19 | −$1,496,153 | 7,824,013 | 直接 | |
| 2023/9/5 | Common Stock | S賣出處分 | −5,100 | $483.59F20 | −$2,466,309 | 7,818,913 | 直接 | |
| 2023/9/5 | Common Stock | S賣出處分 | −6,084 | $484.58F21 | −$2,948,184.72 | 7,812,829 | 直接 | |
| 2023/9/5 | Common Stock | S賣出處分 | −5,315 | $485.61F22 | −$2,581,017.15 | 7,807,514 | 直接 | |
| 2023/9/5 | Common Stock | S賣出處分 | −5,008 | $486.64F23 | −$2,437,093.12 | 7,802,506 | 直接 | |
| 2023/9/5 | Common Stock | S賣出處分 | −2,181 | $487.62F24 | −$1,063,499.22 | 7,800,325 | 直接 | |
| 2023/9/5 | Common Stock | S賣出處分 | −200 | $488.24F25 | −$97,648 | 7,800,125 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/1 | Common Stock | M行使選擇權處分 | −29,688 | $0.00 | $0 | 445,312 | 直接 | |
| 2023/9/5 | Common Stock | M行使選擇權處分 | −29,688 | $0.00 | $0 | 415,624 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $481.84 to $482.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $482.84 to $483.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $483.86 to $484.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $484.86 to $485.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $485.86 to $486.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $486.87 to $487.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $487.92 to $488.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents weighted average sales price. The shares were sold at prices ranging from $489.09 to $489.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents weighted average sales price. The shares were sold at prices ranging from $490.14 to $491.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Represents weighted average sales price. The shares were sold at prices ranging from $491.37 to $491.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Represents weighted average sales price. The shares were sold at prices ranging from $492.38 to $493.25. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Represents weighted average sales price. The shares were sold at prices ranging from $493.83 to $494.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
Represents weighted average sales price. The shares were sold at prices ranging from $495.21 to $496.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F16
Represents weighted average sales price. The shares were sold at prices ranging from $496.74 to $497.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F17
Represents weighted average sales price. The shares were sold at prices ranging from $480.05 to $480.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F18
Represents weighted average sales price. The shares were sold at prices ranging from $481.08 to $481.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F19
Represents weighted average sales price. The shares were sold at prices ranging from $482.10 to $483.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F20
Represents weighted average sales price. The shares were sold at prices ranging from $483.10 to $484.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F21
Represents weighted average sales price. The shares were sold at prices ranging from $484.12 to $485.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F22
Represents weighted average sales price. The shares were sold at prices ranging from $485.12 to $486.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F23
Represents weighted average sales price. The shares were sold at prices ranging from $486.18 to $487.13. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F24
Represents weighted average sales price. The shares were sold at prices ranging from $487.18 to $487.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F25
Represents weighted average sales price. The shares were sold at prices ranging from $488.23 to $488.25. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
備註
This is the first of two Form 4s being filed for the same Reporting Person for transactions made on September 1, 2023, September 5, 2023, and September 6, 2023.