Huang Jen Hsun 的 Form 4 申報
NVIDIA Corp（NVDA），2021/7/6 申報
- 申報編號
- 0001045810-21-000121
- 申報時間
- 2021/7/6
- 交易日
- 2021/6/22-7/1
- 申報延遲
- 14 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 21 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $8,089 萬。交易後 14 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Huang Jen HsunCIK 0001197649 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/1 | Common Stock | M行使選擇權取得 | +100,000 | $14.47 | +$1,447,000 | 1,395,797 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,000 | $801.69F2 | −$801,690 | 1,394,797 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −3,500 | $802.65F3 | −$2,809,275 | 1,391,297 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −4,000 | $803.77F4 | −$3,215,080 | 1,387,297 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −4,103 | $804.71F5 | −$3,301,725.13 | 1,383,194 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −6,500 | $805.77F6 | −$5,237,505 | 1,376,694 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −13,477 | $806.82F7 | −$10,873,513.14 | 1,363,217 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −12,950 | $807.76F8 | −$10,460,492 | 1,350,267 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −9,867 | $808.74F9 | −$7,979,837.58 | 1,340,400 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −12,440 | $809.85F10 | −$10,074,534 | 1,327,960 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −10,175 | $810.78F11 | −$8,249,686.5 | 1,317,785 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −9,809 | $811.71F12 | −$7,962,063.39 | 1,307,976 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −3,694 | $812.94F13 | −$3,003,000.36 | 1,304,282 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,900 | $813.76F14 | −$1,546,144 | 1,302,382 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,200 | $814.96F15 | −$977,952 | 1,301,182 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −1,700 | $815.93F16 | −$1,387,081 | 1,299,482 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −3,085 | $816.90F17 | −$2,520,136.5 | 1,296,397 | 直接 | |
| 2021/7/1 | Common Stock | S賣出處分 | −600 | $817.96F18 | −$490,776 | 1,295,797 | 直接 | |
| 2021/6/22 | Common Stock | J其他處分 | −2,930 | $0.00F19 | $0 | 744,460 | 間接 | |
| 2021/6/22 | Common Stock | J其他處分 | −2,930 | $0.00F19 | $0 | 744,460 | 間接 | |
| 2021/6/22 | Common Stock | J其他取得 | +5,860 | $0.00F19 | $0 | 15,645,769 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/1 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 150,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents weighted average sales price. The shares were sold at prices ranging from $801.18 to $802.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents weighted average sales price. The shares were sold at prices ranging from $802.18 to $803.14. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents weighted average sales price. The shares were sold at prices ranging from $803.24 to $804.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents weighted average sales price. The shares were sold at prices ranging from $804.24 to $805.23 The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents weighted average sales price. The shares were sold at prices ranging from $805.24 to $806.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents weighted average sales price. The shares were sold at prices ranging from $806.25 to $807.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents weighted average sales price. The shares were sold at prices ranging from $807.26 to $808.25. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents weighted average sales price. The shares were sold at prices ranging from $808.28 to $809.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Represents weighted average sales price. The shares were sold at prices ranging from $809.28 to $810.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
Represents weighted average sales price. The shares were sold at prices ranging from $810.28 to $811.26. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
Represents weighted average sales price. The shares were sold at prices ranging from $811.28 to $812.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Represents weighted average sales price. The shares were sold at prices ranging from $812.32 to $813.31. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Represents weighted average sales price. The shares were sold at prices ranging from $813.33 to $814.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
Represents weighted average sales price. The shares were sold at prices ranging from $814.44 to $815.34. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F16
Represents weighted average sales price. The shares were sold at prices ranging from $815.47 to $816.45. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F17
Represents weighted average sales price. The shares were sold at prices ranging from $816.48 to $817.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F18
Represents weighted average sales price. The shares were sold at prices ranging from $817.53 to $818.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F19
On June 22, 2021, 2,930 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement, and 2,930 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred for no consideration to the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust") to satisfy annuity payments.
表 I 有 3 筆交易的價格引用這則附註。