Smith David Bruton 的 Form 4 申報
Sonic Automotive Inc（SAH），2024/5/14 申報
- 申報編號
- 0001043509-24-000054
- 申報時間
- 2024/5/14
- 交易日
- 2024/5/10-5/14
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $380.2 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Smith David BrutonCIK 0001448501 | 董事、高階主管（董事長、執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/10 | Class A Common Stock | M行使選擇權取得 | +1,747 | $16.76 | +$29,279.72 | 584,801 | 直接 | |
| 2024/5/10 | Class A Common Stock | S賣出處分 | −1,747 | $58.50F1 | −$102,199.5 | 583,054 | 直接 | |
| 2024/5/13 | Class A Common Stock | M行使選擇權取得 | +20,653 | $16.76 | +$346,144.28 | 603,707 | 直接 | |
| 2024/5/13 | Class A Common Stock | S賣出處分 | −20,653 | $59.26F2 | −$1,223,896.78 | 583,054 | 直接 | |
| 2024/5/14 | Class A Common Stock | M行使選擇權取得 | +41,770 | $16.76 | +$700,065.2 | 624,824 | 直接 | |
| 2024/5/14 | Class A Common Stock | S賣出處分 | −41,770 | $59.27F3 | −$2,475,707.9 | 583,054 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/10 | Class A Common Stock | M行使選擇權處分 | −1,747 | $0.00 | $0 | 79,069 | 直接 | |
| 2024/5/13 | Class A Common Stock | M行使選擇權處分 | −20,653 | $0.00 | $0 | 58,416 | 直接 | |
| 2024/5/14 | Class A Common Stock | M行使選擇權處分 | −41,770 | $0.00 | $0 | 16,646 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $58.29 per share to $58.91 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $58.29 per share to $60.63 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $58.81 per share to $60.00 per share. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。